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WEDBUSH SECURITIES INC.
CRD 877File 801-6358
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Apr 16, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$5.68B
Top 25% of cohort (national)
Discretionary AUM
$3.94B
Non-discretionary $1.75B
Clients
10,010
10,048 accounts
Employees
897
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Feb 27, 1970
- Principal office
- ATTN: COMPLIANCE DEPT., 225 S. LAKE AVE PENTHOUSE, PASADENA, CA, 91101
- Phone
- 213-688-8000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.68B
- Discretionary AUM
- $3.94B
- Non-discretionary AUM
- $1.75B
- Discretionary accounts
- 7,192
- Non-discretionary accounts
- 2,856
- Total accounts
- 10,048
- AUM per client
- $568K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 66 | $161.2M |
| Charitable organizations | 13 | $101.0M |
| High net worth individuals | 2,636 | $2.77B |
| Pooled investment vehicles | 4 | $4.3M |
| Individuals (other than high net worth individuals) | 7,291 | $2.62B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
- Q11E4
- Q11H1B
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 10048 | 10010 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.