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WEDBUSH SECURITIES INC.
CRD 877File 801-6358
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$6.75B
Top 25% of cohort (national)
Discretionary AUM
$5.25B
Non-discretionary $1.50B
Clients
10,786
10,833 accounts
Employees
288
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Feb 27, 1970
- Principal office
- ATTN: COMPLIANCE DEPT., 225 S. LAKE AVE PENTHOUSE, PASADENA, CA, 91101
- Phone
- 213-688-8000
- Website
- HTTP://WWW.WEDBUSH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.75B
- Discretionary AUM
- $5.25B
- Non-discretionary AUM
- $1.50B
- Discretionary accounts
- 8,464
- Non-discretionary accounts
- 2,369
- Total accounts
- 10,833
- AUM per client
- $626K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 101 | $190.1M |
| Charitable organizations | 26 | $59.8M |
| High net worth individuals | 3,138 | $3.49B |
| Pooled investment vehicles | 6 | $11.0M |
| Individuals (other than high net worth individuals) | 7,515 | $2.95B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
- Q11E4
- Q11H1B
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 10,048 | 10,010 | decreased by38 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 950 | 897 | decreased by53 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 10,099 | 10,048 | decreased by51 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $5,740,403,431 | $5,684,848,455 | decreased by$55,554,976 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 10,099 | 10,048 | decreased by51 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 920 | 950 | increased by30 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 8,553 | 10,099 | increased by1,546 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,857,311,726 | $5,740,403,431 | increased by$1,883,091,705 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 8,553 | 10,099 | increased by1,546 |
| Oct 1, 2022 | Employees | 900 | 920 | increased by20 |
| Oct 1, 2022 | Clients | 7,460 | 8,553 | increased by1,093 |
| Oct 1, 2022 | AUM | $4,143,006,668 | $3,857,311,726 | decreased by$285,694,942 |
| Oct 1, 2022 | Accounts | 7,460 | 8,553 | increased by1,093 |
| Oct 1, 2021 | Employees | 816 | 900 | increased by84 |
| Oct 1, 2021 | Clients | 5,917 | 7,460 | increased by1,543 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WEDBUSH SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WEDBUSH SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.