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LPL ENTERPRISE, LLC
CRD 8733File 801-130883
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 15, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$24.94B
Top 10% of cohort (national)
Discretionary AUM
$24.94B
Non-discretionary $3.6M
Clients
102,563
139,192 accounts
Employees
5,215
Top 10% of cohort in SC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Aug 7, 2024
- Principal office
- 1055 LPL WAY, FORT MILL, SC, 29715
- Phone
- 704-733-3300
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $24.94B
- Discretionary AUM
- $24.94B
- Non-discretionary AUM
- $3.6M
- Discretionary accounts
- 139,113
- Non-discretionary accounts
- 79
- Total accounts
- 139,192
- AUM per client
- $243K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 286 | $216.5M |
| Charitable organizations | 79 | $49.4M |
| High net worth individuals | 22,822 | $12.70B |
| Pension and profit sharing plans | 127 | $201.2M |
| Individuals (other than high net worth individuals) | 79,249 | $11.78B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E1
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.