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LPL ENTERPRISE, LLC
CRD 8733File 801-130883
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$24.94B
Top 10% of cohort (national)
Discretionary AUM
$24.94B
Non-discretionary $3.6M
Clients
102,563
139,192 accounts
Employees
5,215
Top 10% of cohort in SC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Aug 7, 2024
- Principal office
- 1055 LPL WAY, FORT MILL, SC, 29715
- Phone
- 704-733-3300
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $24.94B
- Discretionary AUM
- $24.94B
- Non-discretionary AUM
- $3.6M
- Discretionary accounts
- 139,113
- Non-discretionary accounts
- 79
- Total accounts
- 139,192
- AUM per client
- $243K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 286 | $216.5M |
| Charitable organizations | 79 | $49.4M |
| High net worth individuals | 22,822 | $12.70B |
| Pension and profit sharing plans | 127 | $201.2M |
| Individuals (other than high net worth individuals) | 79,249 | $11.78B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E1
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 4,650 | 5,215 | increased by565 |
| Apr 1, 2026 | Clients | 86,726 | 102,563 | increased by15,837 |
| Apr 1, 2026 | AUM | $18,862,098,900 | $24,939,385,373 | increased by$6,077,286,473 |
| Apr 1, 2026 | Accounts | 114,002 | 139,192 | increased by25,190 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LPL ENTERPRISE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LPL ENTERPRISE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.