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ABNER HERRMAN & BROCK, LLC
CRD 8517File 801-17402
APPROVED
Retail clients
Filing as of Jun 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.74B
Top 25% of cohort (national)
Discretionary AUM
$2.67B
Non-discretionary $61.7M
Clients
2,403
2,403 accounts
Employees
13
Top 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 9, 1982
- Principal office
- 185 HUDSON STREET, SUITE 1640, JERSEY CITY, NJ, 07311
- Phone
- 201-484-2000
- Website
- HTTP://WWW.AHBI.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.74B
- Discretionary AUM
- $2.67B
- Non-discretionary AUM
- $61.7M
- Discretionary accounts
- 2,361
- Non-discretionary accounts
- 42
- Total accounts
- 2,403
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 82 | $243.7M |
| Charitable organizations | 54 | $119.7M |
| High net worth individuals | 2,246 | $2.34B |
| Pension and profit sharing plans | 16 | $28.2M |
| Individuals (other than high net worth individuals) | 5 | $951K |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Disclosures | Yes | No | |
| Apr 1, 2026 | Clients | 2,177 | 2,403 | increased by226 |
| Apr 1, 2026 | AUM | $2,430,649,447 | $2,736,053,212 | increased by$305,403,765 |
| Apr 1, 2026 | Accounts | 2,177 | 2,403 | increased by226 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 13 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,495 | 2,177 | increased by682 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,732,567,039 | $2,430,649,447 | increased by$698,082,408 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,495 | 2,177 | increased by682 |
| Apr 1, 2022 | Clients | 1,449 | 1,495 | increased by46 |
| Apr 1, 2022 | AUM | $1,664,555,722 | $1,732,567,039 | increased by$68,011,317 |
| Apr 1, 2022 | Accounts | 1,449 | 1,495 | increased by46 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ABNER HERRMAN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ABNER HERRMAN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.