← Directory
ABNER HERRMAN & BROCK, LLC
CRD 8517File 801-17402
APPROVED
Retail clients
Filing as of Jun 9, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.74B
Top 25% of cohort (national)
Discretionary AUM
$2.67B
Non-discretionary $61.7M
Clients
2,403
2,403 accounts
Employees
13
Top 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 9, 1982
- Principal office
- 185 HUDSON STREET, SUITE 1640, JERSEY CITY, NJ, 07311
- Phone
- 201-484-2000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.74B
- Discretionary AUM
- $2.67B
- Non-discretionary AUM
- $61.7M
- Discretionary accounts
- 2,361
- Non-discretionary accounts
- 42
- Total accounts
- 2,403
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 82 | $243.7M |
| Charitable organizations | 54 | $119.7M |
| High net worth individuals | 2,246 | $2.34B |
| Pension and profit sharing plans | 16 | $28.2M |
| Individuals (other than high net worth individuals) | 5 | $951K |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.