← Directory
A.G.P / ALLIANCE GLOBAL PARTNERS
Legal name: A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
CRD 8361File 801-70276
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 11, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.30B
Top 25% of cohort (national)
Discretionary AUM
$1.89B
Non-discretionary $405.2M
Clients
6,959
6,959 accounts
Employees
320
Above cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jun 15, 2009
- Principal office
- 88 POST ROAD WEST, 2ND FLOOR, WESTPORT, CT, 06880
- Phone
- 800-727-7922
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.30B
- Discretionary AUM
- $1.89B
- Non-discretionary AUM
- $405.2M
- Discretionary accounts
- 5,973
- Non-discretionary accounts
- 986
- Total accounts
- 6,959
- AUM per client
- $331K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 106 | $104.8M |
| Charitable organizations | 8 | $3.6M |
| High net worth individuals | 427 | $977.1M |
| Pooled investment vehicles | 1 | $1.2M |
| Pension and profit sharing plans | 209 | $64.0M |
| Individuals (other than high net worth individuals) | 6,208 | $1.15B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Hourly charges
- Other (described) — SUB-ADVISER OF POOLED INVESTMENT VEHICLE CHARGES A PERFORMANCE F
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11A2
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.