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POPULAR SECURITIES, LLC
CRD 8096File 801-57928
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.62B
Top 25% of cohort (national)
Discretionary AUM
$2.14B
Non-discretionary $476.4M
Clients
2,403
2,767 accounts
Employees
91
Top 10% of cohort in PR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Sep 29, 2000
- Principal office
- POPULAR CENTER, 208 PONCE DE LEON, SUITE 1200, HATO REY, PR, 00918
- Phone
- 787-758-7400
- Website
- HTTP://WWW.POPULAR.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.62B
- Discretionary AUM
- $2.14B
- Non-discretionary AUM
- $476.4M
- Discretionary accounts
- 2,468
- Non-discretionary accounts
- 299
- Total accounts
- 2,767
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 538 | $1.50B |
| Charitable organizations | Fewer than 5 | $4.0M |
| High net worth individuals | 376 | $458.1M |
| Pension and profit sharing plans | 486 | $436.3M |
| Individuals (other than high net worth individuals) | 1,000 | $226.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — 12B-1 FEES IN MONEY MARKET PRODUCT AND REFERRAL FEES
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 95 | 91 | decreased by4 |
| Apr 1, 2026 | Clients | 2,120 | 2,403 | increased by283 |
| Apr 1, 2026 | AUM | $2,260,511,216 | $2,620,503,498 | increased by$359,992,282 |
| Apr 1, 2026 | Accounts | 2,624 | 2,767 | increased by143 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 97 | 95 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,933 | 2,120 | increased by187 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,071,124,731 | $2,260,511,216 | increased by$189,386,485 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,458 | 2,624 | increased by166 |
| Apr 1, 2022 | Employees | 95 | 97 | increased by2 |
| Apr 1, 2022 | Clients | 1,695 | 1,933 | increased by238 |
| Apr 1, 2022 | AUM | $1,718,683,557 | $2,071,124,731 | increased by$352,441,174 |
| Apr 1, 2022 | Accounts | 2,136 | 2,458 | increased by322 |
| Aug 1, 2021 | Accounts | 1,695 | 2,136 | increased by441 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “POPULAR SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“POPULAR SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.