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POPULAR SECURITIES, LLC
CRD 8096File 801-57928
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.62B
Top 25% of cohort (national)
Discretionary AUM
$2.14B
Non-discretionary $476.4M
Clients
2,403
2,767 accounts
Employees
91
Top 10% of cohort in PR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Sep 29, 2000
- Principal office
- POPULAR CENTER, 208 PONCE DE LEON, SUITE 1200, HATO REY, PR, 00918
- Phone
- 787-758-7400
- Website
- HTTP://WWW.POPULAR.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.62B
- Discretionary AUM
- $2.14B
- Non-discretionary AUM
- $476.4M
- Discretionary accounts
- 2,468
- Non-discretionary accounts
- 299
- Total accounts
- 2,767
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 538 | $1.50B |
| Charitable organizations | Fewer than 5 | $4.0M |
| High net worth individuals | 376 | $458.1M |
| Pension and profit sharing plans | 486 | $436.3M |
| Individuals (other than high net worth individuals) | 1,000 | $226.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — 12B-1 FEES IN MONEY MARKET PRODUCT AND REFERRAL FEES
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.