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AUSDAL FINANCIAL PARTNERS, INC.
CRD 7995File 801-69266
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Apr 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.73B
Top 25% of cohort (national)
Discretionary AUM
$3.48B
Non-discretionary $250.0M
Clients
16,572
16,572 accounts
Employees
306
Top 25% of cohort in IA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 5, 2008
- Principal office
- 5187 UTICA RIDGE RD, DAVENPORT, IA, 52807
- Phone
- 563-326-2064
- Website
- HTTPS://WWW.AUSDAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.73B
- Discretionary AUM
- $3.48B
- Non-discretionary AUM
- $250.0M
- Discretionary accounts
- 15,750
- Non-discretionary accounts
- 822
- Total accounts
- 16,572
- AUM per client
- $225K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 97 | $82.7M |
| Charitable organizations | 18 | $5.1M |
| High net worth individuals | 4,004 | $2.06B |
| Pension and profit sharing plans | 21 | $15.3M |
| Individuals (other than high net worth individuals) | 12,432 | $1.57B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Commissions
- Hourly charges
- Other (described) — REVENUE SHARING
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 405 | 306 | decreased by99 |
| Apr 1, 2026 | Clients | 10,402 | 16,572 | increased by6,170 |
| Apr 1, 2026 | AUM | $2,134,630,563 | $3,733,313,940 | increased by$1,598,683,377 |
| Apr 1, 2026 | Accounts | 10,402 | 16,572 | increased by6,170 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 370 | 405 | increased by35 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 7,787 | 10,402 | increased by2,615 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,667,710,047 | $2,134,630,563 | increased by$466,920,516 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 7,787 | 10,402 | increased by2,615 |
| Apr 1, 2022 | Employees | 256 | 370 | increased by114 |
| Apr 1, 2022 | Clients | 7,017 | 7,787 | increased by770 |
| Apr 1, 2022 | AUM | $1,340,745,602 | $1,667,710,047 | increased by$326,964,445 |
| Apr 1, 2022 | Accounts | 7,017 | 7,787 | increased by770 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AUSDAL FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AUSDAL FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.