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STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793File 801-10746
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 11, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$197.53B
Top 10% of cohort (national)
Discretionary AUM
$126.84B
Non-discretionary $70.69B
Clients
236,183
394,160 accounts
Employees
6,478
Top 10% of cohort in MO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 7, 1975
- Principal office
- 501 N BROADWAY, ST LOUIS, MO, 63102
- Phone
- 314-342-2000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $197.53B
- Discretionary AUM
- $126.84B
- Non-discretionary AUM
- $70.69B
- Discretionary accounts
- 302,279
- Non-discretionary accounts
- 91,881
- Total accounts
- 394,160
- AUM per client
- $836K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1,967 | $6.21B |
| Non-U.S. persons | 13 | $135.0M |
| Insurance companies | Fewer than 5 | $31.5M |
| Charitable organizations | 1,426 | $5.35B |
| High net worth individuals | 73,687 | $137.41B |
| Pooled investment vehicles | 22 | $367.3M |
| Banking or thrift institutions | 551 | $2.68B |
| Pension and profit sharing plans | 1,481 | $2.57B |
| State or municipal government entities | 47 | $1.75B |
| Individuals (other than high net worth individuals) | 156,989 | $41.03B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11A2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E1
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 236191 | 236183 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.