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J.P. MORGAN SECURITIES LLC
CRD 79File 801-3702
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 22, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$429.69B
Top 10% of cohort (national)
Discretionary AUM
$358.30B
Non-discretionary $71.40B
Clients
1,246,645
1,246,646 accounts
Employees
8,703
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 3, 1965
- Principal office
- 270 PARK AVENUE, NEW YORK, NY, 10017
- Phone
- 800-999-2000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $429.69B
- Discretionary AUM
- $358.30B
- Non-discretionary AUM
- $71.40B
- Discretionary accounts
- 1,083,815
- Non-discretionary accounts
- 162,831
- Total accounts
- 1,246,646
- AUM per client
- $345K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8,977 | $27.62B |
| Insurance companies | 9 | $21.5M |
| Charitable organizations | 928 | $6.28B |
| High net worth individuals | 356,866 | $251.11B |
| Pension and profit sharing plans | 2,559 | $2.84B |
| Individuals (other than high net worth individuals) | 877,306 | $141.83B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — FEE COMPUTED BASED ON CENTS-PER-SHARE-DEPOSITED-INTO-THE-ACCOUNT
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11A1
- Q11A2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11E2
- Q11H1C
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 1246646 | 1246645 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.