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FIRST KENTUCKY SECURITIES CORP
Legal name: FIRST KENTUCKY SECURITIES CORPORATION
CRD 7524File 801-67742
APPROVED
Retail clients
Disclosure events
Filing as of Dec 2, 2025
Feed vintage Aug 17, 2026
Regulatory AUM
$566.0M
Above cohort median (national)
Discretionary AUM
$282.3M
Non-discretionary $283.7M
Clients
1,530
1,530 accounts
Employees
19
Above cohort median in KY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 3, 2007
- Principal office
- 4360 BROWNSBORO ROAD, SUITE 300, LOUISVILLE, KY, 40207
- Phone
- 502-893-7288
- Website
- HTTP://FIRSTKY.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $566.0M
- Discretionary AUM
- $282.3M
- Non-discretionary AUM
- $283.7M
- Discretionary accounts
- 897
- Non-discretionary accounts
- 633
- Total accounts
- 1,530
- AUM per client
- $370K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $850K |
| Charitable organizations | Fewer than 5 | $2.2M |
| High net worth individuals | 413 | $369.7M |
| Pension and profit sharing plans | Fewer than 5 | $3.0M |
| State or municipal government entities | Fewer than 5 | $5.1M |
| Individuals (other than high net worth individuals) | 1,108 | $185.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — COMMISSIONS FOR FIXED INCOME PRINCIPAL TRANSACTIONS
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Securities recommendations
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.