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CANACCORD GENUITY WEALTH MANAGEMENT
Legal name: CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
CRD 7449File 801-106809
APPROVED
Retail clients
Disclosure events
Filing as of Jun 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$135.5M
Bottom 25% of cohort (national)
Discretionary AUM
$135.5M
Clients
80
114 accounts
Employees
32
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Nov 2, 2015
- Principal office
- 1133 MELVILLE STREET, SUITE 1100, VANCOUVER, BC, V6E 4E5
- Phone
- 604-643-7300
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $135.5M
- Discretionary AUM
- $135.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 114
- Non-discretionary accounts
- 0
- Total accounts
- 114
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3 | $1.9M |
| High net worth individuals | 29 | $117.2M |
| Individuals (other than high net worth individuals) | 48 | $16.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.