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CANACCORD GENUITY WEALTH MANAGEMENT
Legal name: CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
CRD 7449File 801-106809
APPROVED
Retail clients
Disclosure events
Filing as of Jun 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$135.5M
Bottom 25% of cohort (national)
Discretionary AUM
$135.5M
Clients
80
114 accounts
Employees
32
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Nov 2, 2015
- Principal office
- 1133 MELVILLE STREET, SUITE 1100, VANCOUVER, BC, V6E 4E5
- Phone
- 604-643-7300
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $135.5M
- Discretionary AUM
- $135.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 114
- Non-discretionary accounts
- 0
- Total accounts
- 114
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3 | $1.9M |
| High net worth individuals | 29 | $117.2M |
| Individuals (other than high net worth individuals) | 48 | $16.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Employees | 31 | 32 | increased by1 |
| Jul 1, 2026 | Clients | 69 | 80 | increased by11 |
| Jul 1, 2026 | AUM | $101,217,366 | $135,455,625 | increased by$34,238,259 |
| Jul 1, 2026 | Accounts | 94 | 114 | increased by20 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 7 | 31 | increased by24 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 79 | 69 | decreased by10 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $92,579,399 | $101,217,366 | increased by$8,637,967 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 79 | 94 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 46 | 79 | increased by33 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $42,148,577 | $92,579,399 | increased by$50,430,822 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 46 | 79 | increased by33 |
| Sep 1, 2022 | Clients | 26 | 46 | increased by20 |
| Sep 1, 2022 | AUM | $39,811,574 | $42,148,577 | increased by$2,337,003 |
| Sep 1, 2022 | Accounts | 26 | 46 | increased by20 |
| Apr 1, 2022 | Clients | 19 | 26 | increased by7 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CANACCORD GENUITY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CANACCORD GENUITY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.