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CITIGROUP GLOBAL MARKETS INC.
CRD 7059File 801-3387
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$56.01B
Top 10% of cohort (national)
Discretionary AUM
$34.96B
Non-discretionary $21.04B
Clients
59,829
59,757 accounts
Employees
7,036
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 23, 1964
- Principal office
- 388 GREENWICH STREET, NEW YORK, NY, 10013
- Phone
- 212-816-6000
- Website
- HTTPS://WWW.CITI.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $56.01B
- Discretionary AUM
- $34.96B
- Non-discretionary AUM
- $21.04B
- Discretionary accounts
- 37,632
- Non-discretionary accounts
- 22,125
- Total accounts
- 59,757
- AUM per client
- $936K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1,512 | $6.67B |
| Charitable organizations | 143 | $509.1M |
| High net worth individuals | 23,441 | $31.95B |
| Pooled investment vehicles | 26 | $2.98B |
| Pension and profit sharing plans | 41 | $1.50B |
| State or municipal government entities | 11 | $2.84B |
| Individuals (other than high net worth individuals) | 34,655 | $9.55B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Publications
- Other advisory activities
- Securities recommendations
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11A2
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11E2
- Q11H2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.