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CITIGROUP GLOBAL MARKETS INC.
CRD 7059File 801-3387
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$56.01B
Top 10% of cohort (national)
Discretionary AUM
$34.96B
Non-discretionary $21.04B
Clients
59,829
59,757 accounts
Employees
7,036
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 23, 1964
- Principal office
- 388 GREENWICH STREET, NEW YORK, NY, 10013
- Phone
- 212-816-6000
- Website
- HTTPS://WWW.CITIGROUP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $56.01B
- Discretionary AUM
- $34.96B
- Non-discretionary AUM
- $21.04B
- Discretionary accounts
- 37,632
- Non-discretionary accounts
- 22,125
- Total accounts
- 59,757
- AUM per client
- $936K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1,512 | $6.67B |
| Charitable organizations | 143 | $509.1M |
| High net worth individuals | 23,441 | $31.95B |
| Pooled investment vehicles | 26 | $2.98B |
| Pension and profit sharing plans | 41 | $1.50B |
| State or municipal government entities | 11 | $2.84B |
| Individuals (other than high net worth individuals) | 34,655 | $9.55B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Publications
- Other advisory activities
- Securities recommendations
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11A2
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11E2
- Q11H2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 6,903 | 7,036 | increased by133 |
| Apr 1, 2026 | Clients | 56,938 | 59,829 | increased by2,891 |
| Apr 1, 2026 | AUM | $46,870,946,575 | $56,006,655,920 | increased by$9,135,709,345 |
| Apr 1, 2026 | Accounts | 56,879 | 59,757 | increased by2,878 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9,102 | 6,903 | decreased by2,199 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 54,236 | 56,938 | increased by2,702 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $43,883,104,905 | $46,870,946,575 | increased by$2,987,841,670 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 54,186 | 56,879 | increased by2,693 |
| Apr 1, 2022 | Employees | 8,179 | 9,102 | increased by923 |
| Apr 1, 2022 | Clients | 51,147 | 54,236 | increased by3,089 |
| Apr 1, 2022 | AUM | $38,271,725,251 | $43,883,104,905 | increased by$5,611,379,654 |
| Apr 1, 2022 | Accounts | 51,112 | 54,186 | increased by3,074 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CITIGROUP GLOBAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CITIGROUP GLOBAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.