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RAYMOND JAMES & ASSOCIATES, INC.
CRD 705File 801-10418
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$500.96B
Top 10% of cohort (national)
Discretionary AUM
$378.68B
Non-discretionary $122.28B
Clients
531,617
1,143,145 accounts
Employees
16,780
Top 10% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Dec 19, 1974
- Principal office
- 880 CARILLON PARKWAY, ST. PETERSBURG, FL, 33716
- Phone
- 727-567-1000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $500.96B
- Discretionary AUM
- $378.68B
- Non-discretionary AUM
- $122.28B
- Discretionary accounts
- 985,700
- Non-discretionary accounts
- 157,445
- Total accounts
- 1,143,145
- AUM per client
- $942K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7,358 | $40.02B |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | 385 | $2.35B |
| Charitable organizations | 196 | $1.05B |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 99,598 | $288.72B |
| Banking or thrift institutions | 710 | $1.82B |
| Pension and profit sharing plans | 9,726 | $46.10B |
| State or municipal government entities | 117 | $4.82B |
| Individuals (other than high net worth individuals) | 413,527 | $116.07B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E1
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.