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RAYMOND JAMES & ASSOCIATES, INC.
CRD 705File 801-10418
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$500.96B
Top 10% of cohort (national)
Discretionary AUM
$378.68B
Non-discretionary $122.28B
Clients
531,617
1,143,145 accounts
Employees
16,780
Top 10% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Dec 19, 1974
- Principal office
- 880 CARILLON PARKWAY, ST. PETERSBURG, FL, 33716
- Phone
- 727-567-1000
- Website
- HTTPS://WWW.RAYMONDJAMES.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $500.96B
- Discretionary AUM
- $378.68B
- Non-discretionary AUM
- $122.28B
- Discretionary accounts
- 985,700
- Non-discretionary accounts
- 157,445
- Total accounts
- 1,143,145
- AUM per client
- $942K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7,358 | $40.02B |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | 385 | $2.35B |
| Charitable organizations | 196 | $1.05B |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 99,598 | $288.72B |
| Banking or thrift institutions | 710 | $1.82B |
| Pension and profit sharing plans | 9,726 | $46.10B |
| State or municipal government entities | 117 | $4.82B |
| Individuals (other than high net worth individuals) | 413,527 | $116.07B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E1
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 13,966 | 16,780 | increased by2,814 |
| Jan 1, 2026 | Clients | 507,212 | 531,617 | increased by24,405 |
| Jan 1, 2026 | AUM | $433,814,330,581 | $500,955,604,975 | increased by$67,141,274,394 |
| Jan 1, 2026 | Accounts | 1,070,028 | 1,143,145 | increased by73,117 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11,455 | 13,966 | increased by2,511 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 436,768 | 507,212 | increased by70,444 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $331,150,045,993 | $433,814,330,581 | increased by$102,664,284,588 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 869,177 | 1,070,028 | increased by200,851 |
| Jan 1, 2022 | Employees | 11,701 | 11,455 | decreased by246 |
| Jan 1, 2022 | Clients | 390,907 | 436,768 | increased by45,861 |
| Jan 1, 2022 | AUM | $242,535,796,260 | $331,150,045,993 | increased by$88,614,249,733 |
| Jan 1, 2022 | Accounts | 758,159 | 869,177 | increased by111,018 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RAYMOND JAMES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RAYMOND JAMES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.