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PIPER SANDLER & CO.
CRD 665File 801-108049
APPROVED
Disclosure events
Filing as of Mar 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.28B
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $1.28B
Clients
20
1 accounts
Employees
1,402
Above cohort median in MN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 4, 2016
- Principal office
- 350 NORTH 5TH STREET, SUITE 1000, MINNEAPOLIS, MN, 55401
- Phone
- 612-303-6000
- Website
- HTTP://WWW.PIPERSANDLER.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.28B
- Discretionary AUM
- $0
- Non-discretionary AUM
- $1.28B
- Discretionary accounts
- 0
- Non-discretionary accounts
- 1
- Total accounts
- 1
- AUM per client
- $64.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $0 |
| Investment companies | 1 | $0 |
| Banking or thrift institutions | 16 | $0 |
| State or municipal government entities | 2 | $1.28B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 1,370 | 1,402 | increased by32 |
| Apr 1, 2026 | Clients | 2 | 20 | increased by18 |
| Apr 1, 2026 | AUM | $1,985,004,532 | $1,284,404,458 | decreased by$700,600,074 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1,253 | 1,370 | increased by117 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 67 | 2 | decreased by65 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,295,578,000 | $1,985,004,532 | decreased by$1,310,573,468 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 20 | 1 | decreased by19 |
| Apr 1, 2022 | Employees | 1,128 | 1,253 | increased by125 |
| Apr 1, 2022 | Clients | 37 | 67 | increased by30 |
| Apr 1, 2022 | AUM | $2,082,940,165 | $3,295,578,000 | increased by$1,212,637,835 |
| Apr 1, 2022 | Accounts | 18 | 20 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PIPER SANDLER” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PIPER SANDLER” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.