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AMERIPRISE FINANCIAL SERVICES, LLC
CRD 6363File 801-28543
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$660.47B
Top 10% of cohort (national)
Discretionary AUM
$356.29B
Non-discretionary $304.18B
Clients
1,386,314
2,424,045 accounts
Employees
14,056
Top 10% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Dec 5, 1986
- Principal office
- 901 3RD AVENUE SOUTH, MINNEAPOLIS, MN, 55402
- Phone
- 612-671-3131
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $660.47B
- Discretionary AUM
- $356.29B
- Non-discretionary AUM
- $304.18B
- Discretionary accounts
- 1,522,835
- Non-discretionary accounts
- 901,210
- Total accounts
- 2,424,045
- AUM per client
- $476K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3,260 | $4.11B |
| Insurance companies | 11 | $8.6M |
| Charitable organizations | 2,335 | $3.02B |
| High net worth individuals | 183,925 | $368.50B |
| Pension and profit sharing plans | 7,105 | $5.02B |
| State or municipal government entities | 540 | $1.37B |
| Individuals (other than high net worth individuals) | 1,189,138 | $278.45B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11A1
- Q11A2
- Q11B1
- Q11B2
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E1
- Q11E2
- Q11E4
- Q11H2
- Q11H1A
- Q11H1B
- Q11H1C
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 1386329 | 1386314 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.