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AMERIPRISE FINANCIAL SERVICES, LLC
CRD 6363File 801-28543
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$660.47B
Top 10% of cohort (national)
Discretionary AUM
$356.29B
Non-discretionary $304.18B
Clients
1,386,314
2,424,045 accounts
Employees
14,056
Top 10% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Dec 5, 1986
- Principal office
- 901 3RD AVENUE SOUTH, MINNEAPOLIS, MN, 55402
- Phone
- 612-671-3131
- Website
- https://www.ameriprise.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $660.47B
- Discretionary AUM
- $356.29B
- Non-discretionary AUM
- $304.18B
- Discretionary accounts
- 1,522,835
- Non-discretionary accounts
- 901,210
- Total accounts
- 2,424,045
- AUM per client
- $476K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3,260 | $4.11B |
| Insurance companies | 11 | $8.6M |
| Charitable organizations | 2,335 | $3.02B |
| High net worth individuals | 183,925 | $368.50B |
| Pension and profit sharing plans | 7,105 | $5.02B |
| State or municipal government entities | 540 | $1.37B |
| Individuals (other than high net worth individuals) | 1,189,138 | $278.45B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11A1
- Q11A2
- Q11B1
- Q11B2
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E1
- Q11E2
- Q11E4
- Q11H2
- Q11H1A
- Q11H1B
- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 1,386,329 | 1,386,314 | decreased by15 |
| Apr 1, 2026 | Employees | 14,000 | 14,056 | increased by56 |
| Apr 1, 2026 | Clients | 1,330,280 | 1,386,329 | increased by56,049 |
| Apr 1, 2026 | AUM | $564,622,896,919 | $660,474,421,776 | increased by$95,851,524,857 |
| Apr 1, 2026 | Accounts | 2,281,153 | 2,424,045 | increased by142,892 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13,870 | 14,000 | increased by130 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,154,579 | 1,330,280 | increased by175,701 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $458,068,003,048 | $564,622,896,919 | increased by$106,554,893,871 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,860,870 | 2,281,153 | increased by420,283 |
| Apr 1, 2022 | Employees | 13,798 | 13,870 | increased by72 |
| Apr 1, 2022 | Clients | 1,042,324 | 1,154,579 | increased by112,255 |
| Apr 1, 2022 | AUM | $374,305,270,132 | $458,068,003,048 | increased by$83,762,732,916 |
| Apr 1, 2022 | Accounts | 1,619,519 | 1,860,870 | increased by241,351 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AMERIPRISE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AMERIPRISE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.