FIFTH THIRD SECURITIES, INC.

CRD 628File 801-63623

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Jul 14, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$10.92B

Top 10% of cohort (national)

Discretionary AUM

$10.92B

Clients

47,014

47,014 accounts

Employees

13,533

Top 10% of cohort in OH

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: CHRO
Registration date: Nov 17, 2004
Principal office: 34 FOUNTAIN SQUARE PLAZA, MD 1090XB, CINCINNATI, OH, 45263
Phone: 888-889-1025
Website: HTTPS://WWW.53.COM/CONTENT/FIFTH-THIRD/EN/PERSONAL-BANKING/INVESTMENTS/PASSAGEWAY-MANAGED-ACCOUNT.HTML

Assets & accounts

ADV Item 5F

Total regulatory AUM: $10.92B
Discretionary AUM: $10.92B
Non-discretionary AUM: $0
Discretionary accounts: 47,014
Non-discretionary accounts: 0
Total accounts: 47,014
AUM per client: $232K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	167	$90.4M
Charitable organizations	17	$8.8M
High net worth individuals	1,938	$2.50B
Pooled investment vehicles	7	$5.1M
Pension and profit sharing plans	524	$150.9M
Individuals (other than high net worth individuals)	44,361	$8.17B

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11C2
Q11C4
Q11C5
Q11D2
Q11E2

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	1,349	13,533	increased by12,184
Apr 1, 2026	Clients	43,031	47,014	increased by3,983
Apr 1, 2026	AUM	$9,127,646,064	$10,924,793,999	increased by$1,797,147,935
Apr 1, 2026	Accounts	43,067	47,014	increased by3,947
May 1, 2025 vs Oct 1, 2022	Employees	1,247	1,349	increased by102
May 1, 2025 vs Oct 1, 2022	Clients	40,305	43,031	increased by2,726
May 1, 2025 vs Oct 1, 2022	AUM	$8,855,211,800	$9,127,646,064	increased by$272,434,264
May 1, 2025 vs Oct 1, 2022	Accounts	40,305	43,067	increased by2,762
Apr 1, 2022	Employees	1,500	1,247	decreased by253
Apr 1, 2022	Clients	7,984	40,305	increased by32,321
Apr 1, 2022	AUM	$1,885,461,036	$8,855,211,800	increased by$6,969,750,764
Apr 1, 2022	Accounts	7,984	40,305	increased by32,321
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “FIFTH THIRD” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FIFTH THIRD” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.