FIFTH THIRD SECURITIES, INC.

CRD 628File 801-63623

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Jul 14, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$10.92B

Top 10% of cohort (national)

Discretionary AUM

$10.92B

Clients

47,014

47,014 accounts

Employees

13,533

Top 10% of cohort in OH

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: CHRO
Registration date: Nov 17, 2004
Principal office: 34 FOUNTAIN SQUARE PLAZA, MD 1090XB, CINCINNATI, OH, 45263
Phone: 888-889-1025
Website: HTTPS://WWW.LINKEDIN.COM/COMPANY/3011/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $10.92B
Discretionary AUM: $10.92B
Non-discretionary AUM: $0
Discretionary accounts: 47,014
Non-discretionary accounts: 0
Total accounts: 47,014
AUM per client: $232K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	167	$90.4M
Charitable organizations	17	$8.8M
High net worth individuals	1,938	$2.50B
Pooled investment vehicles	7	$5.1M
Pension and profit sharing plans	524	$150.9M
Individuals (other than high net worth individuals)	44,361	$8.17B

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11C2
Q11C4
Q11C5
Q11D2
Q11E2

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.