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MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD 611File 801-61332
APPROVED
Retail clients
Disclosure events
Filing as of Aug 4, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$32.0M
Bottom 25% of cohort (national)
Discretionary AUM
$32.0M
Clients
7,025
144 accounts
Employees
285
Bottom 25% of cohort in NE
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jul 30, 2002
- Principal office
- 3300 MUTUAL OF OMAHA PLAZA, OMAHA, NE, 68175-1020
- Phone
- 402-351-3102
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $32.0M
- Discretionary AUM
- $32.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 144
- Non-discretionary accounts
- 0
- Total accounts
- 144
- AUM per client
- $5K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 100 | $0 |
| Charitable organizations | 10 | $0 |
| High net worth individuals | 1,595 | $23.6M |
| Pension and profit sharing plans | 35 | $0 |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 5,285 | $8.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — PROMOTER FEES AND THIRD PARTY MONEY MANAGER FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.