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MOORS & CABOT, INC
Legal name: MOORS & CABOT, INC.
CRD 594File 801-48726
APPROVED
Retail clients
Disclosure events
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.03B
Top 25% of cohort (national)
Discretionary AUM
$3.78B
Non-discretionary $250.1M
Clients
5,074
5,596 accounts
Employees
121
Above cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Mar 30, 1995
- Principal office
- ONE FEDERAL STREET, 19TH FLOOR, BOSTON, MA, 02110
- Phone
- 800-426-0501
- Website
- HTTPS://WWW.MOORSCABOT.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.03B
- Discretionary AUM
- $3.78B
- Non-discretionary AUM
- $250.1M
- Discretionary accounts
- 4,849
- Non-discretionary accounts
- 747
- Total accounts
- 5,596
- AUM per client
- $795K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 13 | $18.9M |
| Charitable organizations | 75 | $262.4M |
| High net worth individuals | 1,889 | $2.69B |
| Pension and profit sharing plans | 65 | $37.8M |
| Individuals (other than high net worth individuals) | 3,032 | $1.02B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Oct 1, 2026 | Custody | Yes | No | |
| Oct 1, 2026 | AUM | $3,437,764,388 | $4,034,068,345 | increased by$596,303,957 |
| Oct 1, 2026 | Accounts | 5,074 | 5,596 | increased by522 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 145 | 121 | decreased by24 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 4,509 | 5,074 | increased by565 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $3,094,809,067 | $3,437,764,388 | increased by$342,955,321 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 4,881 | 5,074 | increased by193 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 148 | 145 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 4,041 | 4,509 | increased by468 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,237,487,715 | $3,094,809,067 | increased by$857,321,352 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,041 | 4,881 | increased by840 |
| Oct 1, 2022 | Employees | 150 | 148 | decreased by2 |
| Oct 1, 2022 | Clients | 3,383 | 4,041 | increased by658 |
| Oct 1, 2022 | AUM | $2,257,962,379 | $2,237,487,715 | decreased by$20,474,664 |
| Oct 1, 2022 | Accounts | 3,383 | 4,041 | increased by658 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MOORS CABOT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MOORS CABOT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.