← Directory
MOORS & CABOT, INC
Legal name: MOORS & CABOT, INC.
CRD 594File 801-48726
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 17, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$3.44B
Top 25% of cohort (national)
Discretionary AUM
$3.21B
Non-discretionary $230.6M
Clients
5,074
5,074 accounts
Employees
121
Above cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Mar 30, 1995
- Principal office
- ONE FEDERAL STREET, 19TH FLOOR, BOSTON, MA, 02110
- Phone
- 800-426-0501
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.44B
- Discretionary AUM
- $3.21B
- Non-discretionary AUM
- $230.6M
- Discretionary accounts
- 4,480
- Non-discretionary accounts
- 594
- Total accounts
- 5,074
- AUM per client
- $678K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 13 | $16.0M |
| Charitable organizations | 75 | $230.6M |
| High net worth individuals | 1,889 | $2.24B |
| Pension and profit sharing plans | 65 | $30.3M |
| Individuals (other than high net worth individuals) | 3,032 | $916.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.