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INSIGHT SECURITIES, INC.
CRD 5611File 801-12999
APPROVED
Retail clients
Disclosure events
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.4M
Bottom 25% of cohort (national)
Discretionary AUM
$4.4M
Clients
12
12 accounts
Employees
25
Bottom 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 25, 1977
- Principal office
- 600 CENTRAL AVE., SUITE 293, HIGHLAND PARK, IL, 60035
- Phone
- 224-632-4700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.4M
- Discretionary AUM
- $4.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 12
- Non-discretionary accounts
- 0
- Total accounts
- 12
- AUM per client
- $364K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 12 | $4.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Oct 1, 2026 | Clients | 48 | 12 | decreased by36 |
| Oct 1, 2026 | AUM | $94,216,934 | $4,370,000 | decreased by$89,846,934 |
| Oct 1, 2026 | Accounts | 48 | 12 | decreased by36 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 23 | 25 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 62 | 48 | decreased by14 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $147,731,685 | $94,216,934 | decreased by$53,514,751 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 62 | 48 | decreased by14 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 24 | 23 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 222 | 62 | decreased by160 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $162,911,061 | $147,731,685 | decreased by$15,179,376 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 222 | 62 | decreased by160 |
| Oct 1, 2022 | Clients | 243 | 222 | decreased by21 |
| Oct 1, 2022 | AUM | $179,197,037 | $162,911,061 | decreased by$16,285,976 |
| Oct 1, 2022 | Accounts | 243 | 222 | decreased by21 |
| Oct 1, 2021 | Employees | 23 | 24 | increased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “INSIGHT SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“INSIGHT SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.