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THOROUGHBRED FINANCIAL SERVICES, LLC
CRD 47893File 801-56741
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$4.04B
Top 25% of cohort (national)
Discretionary AUM
$3.62B
Non-discretionary $421.0M
Clients
3,567
7,236 accounts
Employees
31
Top 10% of cohort in TN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Aug 13, 1999
- Principal office
- 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN, 37027-7508
- Phone
- 615-371-0001
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.04B
- Discretionary AUM
- $3.62B
- Non-discretionary AUM
- $421.0M
- Discretionary accounts
- 6,134
- Non-discretionary accounts
- 1,102
- Total accounts
- 7,236
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1,029 | $1.15B |
| High net worth individuals | 691 | $1.86B |
| Pension and profit sharing plans | 18 | $138.4M |
| Individuals (other than high net worth individuals) | 1,829 | $892.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.