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SILVER OAK SECURITIES, INC.
Legal name: SILVER OAK SECURITIES INCORPORATED
CRD 46947File 801-71178
APPROVED
Retail clients
Disclosure events
Filing as of Sep 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.45B
Top 25% of cohort (national)
Discretionary AUM
$2.40B
Non-discretionary $44.5M
Clients
8,746
15,093 accounts
Employees
103
Top 25% of cohort in TN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Apr 16, 2010
- Principal office
- 403 N. PARKWAY, STE. 101, JACKSON, TN, 38305
- Phone
- 731-668-3825
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.45B
- Discretionary AUM
- $2.40B
- Non-discretionary AUM
- $44.5M
- Discretionary accounts
- 15,006
- Non-discretionary accounts
- 87
- Total accounts
- 15,093
- AUM per client
- $280K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 92 | $37.2M |
| Charitable organizations | 23 | $3.4M |
| High net worth individuals | 448 | $954.5M |
| Individuals (other than high net worth individuals) | 8,183 | $1.45B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 106 | 103 | decreased by3 |
| Apr 1, 2026 | Clients | 8,671 | 8,746 | increased by75 |
| Apr 1, 2026 | AUM | $2,028,010,263 | $2,448,325,094 | increased by$420,314,831 |
| Apr 1, 2026 | Accounts | 13,411 | 15,093 | increased by1,682 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 95 | 106 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 7,785 | 8,671 | increased by886 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,033,658,494 | $2,028,010,263 | increased by$994,351,769 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 7,725 | 13,411 | increased by5,686 |
| May 1, 2022 | Clients | 7,923 | 7,785 | decreased by138 |
| May 1, 2022 | AUM | $1,040,008,710 | $1,033,658,494 | decreased by$6,350,216 |
| May 1, 2022 | Accounts | 7,923 | 7,725 | decreased by198 |
| Apr 1, 2022 | Employees | 70 | 95 | increased by25 |
| Apr 1, 2022 | Clients | 6,788 | 7,923 | increased by1,135 |
| Apr 1, 2022 | AUM | $765,802,520 | $1,040,008,710 | increased by$274,206,190 |
| Apr 1, 2022 | Accounts | 6,868 | 7,923 | increased by1,055 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SILVER OAK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SILVER OAK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.