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JANNEY MONTGOMERY SCOTT LLC
CRD 463File 801-7258
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$110.11B
Top 10% of cohort (national)
Discretionary AUM
$76.21B
Non-discretionary $33.90B
Clients
243,808
243,808 accounts
Employees
2,404
Top 10% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Mar 8, 1971
- Principal office
- 1717 ARCH STREET, PHILADELPHIA, PA, 19103
- Phone
- 215-665-6000
- Website
- HTTP://WWW.JANNEY.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $110.11B
- Discretionary AUM
- $76.21B
- Non-discretionary AUM
- $33.90B
- Discretionary accounts
- 187,981
- Non-discretionary accounts
- 55,827
- Total accounts
- 243,808
- AUM per client
- $452K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1,425 | $2.70B |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | 1,810 | $2.13B |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 100,743 | $76.46B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 664 | $7.04B |
| State or municipal government entities | 145 | $717.3M |
| Individuals (other than high net worth individuals) | 139,021 | $21.06B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Commissions
- Other (described) — FEE PLUS COMMISSION
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 2,375 | 2,404 | increased by29 |
| Apr 1, 2026 | Clients | 239,256 | 243,808 | increased by4,552 |
| Apr 1, 2026 | AUM | $100,795,564,390 | $110,113,690,076 | increased by$9,318,125,686 |
| Apr 1, 2026 | Accounts | 239,256 | 243,808 | increased by4,552 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 2,137 | 2,375 | increased by238 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 203,124 | 239,256 | increased by36,132 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $81,346,579,088 | $100,795,564,390 | increased by$19,448,985,302 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 203,125 | 239,256 | increased by36,131 |
| Apr 1, 2022 | Employees | 2,076 | 2,137 | increased by61 |
| Apr 1, 2022 | Clients | 171,450 | 203,124 | increased by31,674 |
| Apr 1, 2022 | AUM | $62,029,497,716 | $81,346,579,088 | increased by$19,317,081,372 |
| Apr 1, 2022 | Accounts | 171,451 | 203,125 | increased by31,674 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “JANNEY MONTGOMERY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“JANNEY MONTGOMERY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.