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HOLLENCREST CAPITAL MANAGEMENT
Legal name: HOLLENCREST CAPITAL MANAGEMENT, LLC
CRD 46217File 801-55904
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.87B
Top 25% of cohort (national)
Discretionary AUM
$1.51B
Non-discretionary $1.36B
Clients
477
1,347 accounts
Employees
19
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Oct 2, 1998
- Principal office
- 100 BAYVIEW CIRCLE, SUITE 500, NEWPORT BEACH, CA, 92660-8903
- Phone
- 949-737-7700
- Website
- HTTP://WWW.HOLLENCREST.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.87B
- Discretionary AUM
- $1.51B
- Non-discretionary AUM
- $1.36B
- Discretionary accounts
- 915
- Non-discretionary accounts
- 432
- Total accounts
- 1,347
- AUM per client
- $6.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $211.6M |
| Charitable organizations | 7 | $86.5M |
| High net worth individuals | 166 | $2.21B |
| Pooled investment vehicles | 3 | $75.8M |
| Pension and profit sharing plans | Fewer than 5 | $24.7M |
| Individuals (other than high net worth individuals) | 295 | $255.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — FEES RELATED TO REAL ESTATE DEALS
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11E1
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 489 | 477 | decreased by12 |
| Apr 1, 2026 | AUM | $2,667,216,370 | $2,866,743,435 | increased by$199,527,065 |
| Apr 1, 2026 | Accounts | 1,296 | 1,347 | increased by51 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 16 | 19 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 369 | 489 | increased by120 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,281,652,990 | $2,667,216,370 | increased by$385,563,380 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 877 | 1,296 | increased by419 |
| Oct 1, 2022 | Employees | 15 | 16 | increased by1 |
| May 1, 2022 | Clients | 330 | 369 | increased by39 |
| May 1, 2022 | AUM | $1,776,995,840 | $2,281,652,990 | increased by$504,657,150 |
| May 1, 2022 | Accounts | 774 | 877 | increased by103 |
| May 1, 2021 | Clients | 317 | 330 | increased by13 |
| May 1, 2021 | AUM | $1,678,077,280 | $1,776,995,840 | increased by$98,918,560 |
| May 1, 2021 | Accounts | 719 | 774 | increased by55 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HOLLENCREST CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HOLLENCREST CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.