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PARK AVENUE SECURITIES LLC
CRD 46173File 801-58108
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$19.58B
Top 10% of cohort (national)
Discretionary AUM
$17.64B
Non-discretionary $1.94B
Clients
82,038
82,118 accounts
Employees
2,073
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 13, 2000
- Principal office
- 10 HUDSON YARDS, NEW YORK, NY, 10001
- Phone
- 1-888-600-4667
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $19.58B
- Discretionary AUM
- $17.64B
- Non-discretionary AUM
- $1.94B
- Discretionary accounts
- 78,667
- Non-discretionary accounts
- 3,451
- Total accounts
- 82,118
- AUM per client
- $239K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 397 | $486.4M |
| Charitable organizations | 235 | $92.5M |
| High net worth individuals | 17,261 | $9.40B |
| Pension and profit sharing plans | 1,139 | $344.3M |
| Individuals (other than high net worth individuals) | 63,006 | $9.11B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11C2
- Q11C3
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 82,118 | 82,038 | decreased by80 |
| Apr 1, 2026 | Employees | 1,984 | 2,073 | increased by89 |
| Apr 1, 2026 | Clients | 71,074 | 82,118 | increased by11,044 |
| Apr 1, 2026 | AUM | $14,998,852,974 | $19,575,765,851 | increased by$4,576,912,877 |
| Apr 1, 2026 | Accounts | 71,074 | 82,118 | increased by11,044 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1,811 | 1,984 | increased by173 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 54,606 | 71,074 | increased by16,468 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $10,625,337,610 | $14,998,852,974 | increased by$4,373,515,364 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 54,606 | 71,074 | increased by16,468 |
| Apr 1, 2022 | Employees | 1,803 | 1,811 | increased by8 |
| Apr 1, 2022 | Clients | 39,245 | 54,606 | increased by15,361 |
| Apr 1, 2022 | AUM | $7,580,430,456 | $10,625,337,610 | increased by$3,044,907,154 |
| Apr 1, 2022 | Accounts | 39,245 | 54,606 | increased by15,361 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PARK AVENUE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PARK AVENUE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.