PLAN FINANCIAL

Legal name: PLAN LIFE & WEALTH MANAGEMENT, INC.

CRD 44960File 801-112596

APPROVED

Retail clients

Filing as of Mar 20, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$195.4M

Below cohort median (national)

Discretionary AUM

$194.8M

Non-discretionary $637K

Clients

817

817 accounts

Employees

Bottom 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: SFRO
Registration date: Mar 8, 2018
Principal office: 9 E RIVER PARK PL E, SUITE 440, FRESNO, CA, 93720-1530
Phone: 559-433-1110
Website: HTTPS://WWW.PLANFINANCIAL.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $195.4M
Discretionary AUM: $194.8M
Non-discretionary AUM: $637K
Discretionary accounts: 816
Non-discretionary accounts: 1
Total accounts: 817
AUM per client: $239K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	4	$535K
Charitable organizations	9	$4.2M
Pension and profit sharing plans	16	$19.6M
Individuals (other than high net worth individuals)	788	$171.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.