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PLAN FINANCIAL
Legal name: PLAN LIFE & WEALTH MANAGEMENT, INC.
CRD 44960File 801-112596
APPROVED
Retail clients
Filing as of Mar 20, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$195.4M
Below cohort median (national)
Discretionary AUM
$194.8M
Non-discretionary $637K
Clients
817
817 accounts
Employees
6
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Mar 8, 2018
- Principal office
- 9 E RIVER PARK PL E, SUITE 440, FRESNO, CA, 93720-1530
- Phone
- 559-433-1110
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $195.4M
- Discretionary AUM
- $194.8M
- Non-discretionary AUM
- $637K
- Discretionary accounts
- 816
- Non-discretionary accounts
- 1
- Total accounts
- 817
- AUM per client
- $239K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 4 | $535K |
| Charitable organizations | 9 | $4.2M |
| Pension and profit sharing plans | 16 | $19.6M |
| Individuals (other than high net worth individuals) | 788 | $171.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 744 | 817 | increased by73 |
| Apr 1, 2026 | AUM | $180,837,833 | $195,434,083 | increased by$14,596,250 |
| Apr 1, 2026 | Accounts | 744 | 817 | increased by73 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 754 | 744 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $185,938,462 | $180,837,833 | decreased by$5,100,629 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 754 | 744 | decreased by10 |
| Apr 1, 2022 | Clients | 731 | 754 | increased by23 |
| Apr 1, 2022 | AUM | $178,919,500 | $185,938,462 | increased by$7,018,962 |
| Apr 1, 2022 | Accounts | 731 | 754 | increased by23 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PLAN FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PLAN FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.