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FIRST CITIZENS INVESTOR SERVICES, INC.
CRD 44430File 801-57302
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.63B
Top 25% of cohort (national)
Discretionary AUM
$3.2M
Non-discretionary $2.62B
Clients
7,645
7,645 accounts
Employees
352
Top 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Feb 22, 2000
- Principal office
- 8540 COLONNADE CENTER DRIVE, RALEIGH, NC, 27615-3052
- Phone
- 800-229-0205
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.63B
- Discretionary AUM
- $3.2M
- Non-discretionary AUM
- $2.62B
- Discretionary accounts
- 11
- Non-discretionary accounts
- 7,634
- Total accounts
- 7,645
- AUM per client
- $344K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 82 | $20.4M |
| High net worth individuals | 645 | $1.02B |
| Individuals (other than high net worth individuals) | 6,918 | $1.59B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.