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FIRST CITIZENS INVESTOR SERVICES, INC.
CRD 44430File 801-57302
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.63B
Top 25% of cohort (national)
Discretionary AUM
$3.2M
Non-discretionary $2.62B
Clients
7,645
7,645 accounts
Employees
352
Top 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Feb 22, 2000
- Principal office
- 8540 COLONNADE CENTER DRIVE, RALEIGH, NC, 27615-3052
- Phone
- 800-229-0205
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.63B
- Discretionary AUM
- $3.2M
- Non-discretionary AUM
- $2.62B
- Discretionary accounts
- 11
- Non-discretionary accounts
- 7,634
- Total accounts
- 7,645
- AUM per client
- $344K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 82 | $20.4M |
| High net worth individuals | 645 | $1.02B |
| Individuals (other than high net worth individuals) | 6,918 | $1.59B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 322 | 352 | increased by30 |
| Apr 1, 2026 | Clients | 6,706 | 7,645 | increased by939 |
| Apr 1, 2026 | AUM | $2,098,769,026 | $2,626,080,185 | increased by$527,311,159 |
| Apr 1, 2026 | Accounts | 6,706 | 7,645 | increased by939 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 201 | 322 | increased by121 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 5,099 | 6,706 | increased by1,607 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,624,620,820 | $2,098,769,026 | increased by$474,148,206 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 5,099 | 6,706 | increased by1,607 |
| Apr 1, 2022 | Employees | 208 | 201 | decreased by7 |
| Apr 1, 2022 | Clients | 4,144 | 5,099 | increased by955 |
| Apr 1, 2022 | AUM | $1,203,107,657 | $1,624,620,820 | increased by$421,513,163 |
| Apr 1, 2022 | Accounts | 4,144 | 5,099 | increased by955 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FIRST CITIZENS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FIRST CITIZENS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.