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GOELZER INVESTMENT MANAGEMENT
Legal name: GOELZER INVESTMENT MANAGEMENT, INC.
CRD 44402File 801-55588
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$4.51B
Top 25% of cohort (national)
Discretionary AUM
$4.31B
Non-discretionary $199.0M
Clients
685
1,945 accounts
Employees
34
Top 10% of cohort in IN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 30, 1998
- Principal office
- 10 EAST MAIN STREET, SUITE 110, CARMEL, IN, 46032
- Phone
- 317-264-2600
- Website
- https://x.com/GoelzerInc
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.51B
- Discretionary AUM
- $4.31B
- Non-discretionary AUM
- $199.0M
- Discretionary accounts
- 1,901
- Non-discretionary accounts
- 44
- Total accounts
- 1,945
- AUM per client
- $6.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 19 | $212.7M |
| Charitable organizations | 42 | $1.36B |
| High net worth individuals | 404 | $2.04B |
| Pension and profit sharing plans | 12 | $9.2M |
| State or municipal government entities | 35 | $575.2M |
| Individuals (other than high net worth individuals) | 173 | $109.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 695 | 685 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.