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GOELZER INVESTMENT MANAGEMENT
Legal name: GOELZER INVESTMENT MANAGEMENT, INC.
CRD 44402File 801-55588
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.51B
Top 25% of cohort (national)
Discretionary AUM
$4.31B
Non-discretionary $199.0M
Clients
685
1,945 accounts
Employees
34
Top 10% of cohort in IN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 30, 1998
- Principal office
- 10 EAST MAIN STREET, SUITE 110, CARMEL, IN, 46032
- Phone
- 317-264-2600
- Website
- HTTP://WWW.GOELZERINC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.51B
- Discretionary AUM
- $4.31B
- Non-discretionary AUM
- $199.0M
- Discretionary accounts
- 1,901
- Non-discretionary accounts
- 44
- Total accounts
- 1,945
- AUM per client
- $6.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 19 | $212.7M |
| Charitable organizations | 42 | $1.36B |
| High net worth individuals | 404 | $2.04B |
| Pension and profit sharing plans | 12 | $9.2M |
| State or municipal government entities | 35 | $575.2M |
| Individuals (other than high net worth individuals) | 173 | $109.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 695 | 685 | decreased by10 |
| Apr 1, 2026 | Employees | 35 | 34 | decreased by1 |
| Apr 1, 2026 | Disclosures | No | Yes | |
| Apr 1, 2026 | Clients | 877 | 695 | decreased by182 |
| Apr 1, 2026 | AUM | $3,846,550,007 | $4,510,923,289 | increased by$664,373,282 |
| Apr 1, 2026 | Accounts | 877 | 1,945 | increased by1,068 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 33 | 35 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 652 | 877 | increased by225 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,415,546,706 | $3,846,550,007 | increased by$1,431,003,301 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,436 | 877 | decreased by559 |
| Apr 1, 2022 | Employees | 29 | 33 | increased by4 |
| Apr 1, 2022 | Clients | 629 | 652 | increased by23 |
| Apr 1, 2022 | AUM | $2,111,463,357 | $2,415,546,706 | increased by$304,083,349 |
| Apr 1, 2022 | Accounts | 1,357 | 1,436 | increased by79 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GOELZER INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GOELZER INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.