NATIONS FINANCIAL GROUP, INC.

CRD 44181File 801-57407

APPROVED

Retail clients

Custody

Filing as of Mar 18, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$4.77B

Top 25% of cohort (national)

Discretionary AUM

$3.70B

Non-discretionary $1.07B

Clients

5,569

10,535 accounts

Employees

Top 25% of cohort in IA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: CHRO
Registration date: May 3, 2000
Principal office: 3925 FOUNTAINS BLVD NE, SUITE 200, CEDAR RAPIDS, IA, 52411
Phone: 319-393-9541
Website: HTTP://WWW.NATIONSFG.COM/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $4.77B
Discretionary AUM: $3.70B
Non-discretionary AUM: $1.07B
Discretionary accounts: 8,041
Non-discretionary accounts: 2,494
Total accounts: 10,535
AUM per client: $857K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	14	$113.3M
Charitable organizations	16	$26.0M
High net worth individuals	1,625	$3.39B
Pension and profit sharing plans	14	$32.8M
Individuals (other than high net worth individuals)	3,900	$1.21B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.