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M HOLDINGS SECURITIES, INC.
CRD 43285File 801-57304
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.21B
Top 25% of cohort (national)
Discretionary AUM
$1.97B
Non-discretionary $1.23B
Clients
4,513
8,115 accounts
Employees
1,442
Top 10% of cohort in OR
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Mar 14, 2000
- Principal office
- 1125 N.W. COUCH STREET, SUITE 900, PORTLAND, OR, 97209
- Phone
- 800-656-6960
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.21B
- Discretionary AUM
- $1.97B
- Non-discretionary AUM
- $1.23B
- Discretionary accounts
- 6,118
- Non-discretionary accounts
- 1,997
- Total accounts
- 8,115
- AUM per client
- $710K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 130 | $163.8M |
| High net worth individuals | 78 | $1.15B |
| Pension and profit sharing plans | 15 | $11.9M |
| Individuals (other than high net worth individuals) | 4,290 | $1.88B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 3,621 | 4,513 | increased by892 |
| Apr 1, 2026 | AUM | $4,078,516,284 | $3,206,330,654 | decreased by$872,185,630 |
| Apr 1, 2026 | Accounts | 8,234 | 8,115 | decreased by119 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 765 | 1,442 | increased by677 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 9,704 | 3,621 | decreased by6,083 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,582,621,012 | $4,078,516,284 | decreased by$504,104,728 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 9,704 | 8,234 | decreased by1,470 |
| Apr 1, 2022 | Clients | 9,424 | 9,704 | increased by280 |
| Apr 1, 2022 | AUM | $3,918,029,831 | $4,582,621,012 | increased by$664,591,181 |
| Apr 1, 2022 | Accounts | 9,424 | 9,704 | increased by280 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HOLDINGS SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HOLDINGS SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.