M HOLDINGS SECURITIES, INC.

CRD 43285File 801-57304

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$3.21B

Top 25% of cohort (national)

Discretionary AUM

$1.97B

Non-discretionary $1.23B

Clients

4,513

8,115 accounts

Employees

1,442

Top 10% of cohort in OR

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: SFRO
Registration date: Mar 14, 2000
Principal office: 1125 N.W. COUCH STREET, SUITE 900, PORTLAND, OR, 97209
Phone: 800-656-6960
Website: HTTPS://MFIN.COM/M-SECURITIES

Assets & accounts

ADV Item 5F

Total regulatory AUM: $3.21B
Discretionary AUM: $1.97B
Non-discretionary AUM: $1.23B
Discretionary accounts: 6,118
Non-discretionary accounts: 1,997
Total accounts: 8,115
AUM per client: $710K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	130	$163.8M
High net worth individuals	78	$1.15B
Pension and profit sharing plans	15	$11.9M
Individuals (other than high net worth individuals)	4,290	$1.88B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Publications
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11C2
Q11C4
Q11C5
Q11D4
Q11E2

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.