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THE OAK RIDGE FINANCIAL SERVICES GROUP, INC
CRD 42941File 801-80809
APPROVED
Retail clients
Disclosure events
Filing as of Dec 23, 2025
Feed vintage Oct 1, 2026
Regulatory AUM
$668.6M
Above cohort median (national)
Discretionary AUM
$131.2M
Non-discretionary $537.4M
Clients
1,005
1,500 accounts
Employees
57
Above cohort median in MN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 15, 2015
- Principal office
- 701 XENIA AVENUE SOUTH, SUITE 100, GOLDEN VALLEY, MN, 55416-1089
- Phone
- 763-923-2270
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $668.6M
- Discretionary AUM
- $131.2M
- Non-discretionary AUM
- $537.4M
- Discretionary accounts
- 330
- Non-discretionary accounts
- 1,170
- Total accounts
- 1,500
- AUM per client
- $665K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $3.3M |
| Charitable organizations | 6 | $6.0M |
| High net worth individuals | 158 | $391.5M |
| Individuals (other than high net worth individuals) | 836 | $267.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D1
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 60 | 57 | decreased by3 |
| Jan 1, 2026 | Clients | 1,501 | 1,005 | decreased by496 |
| Jan 1, 2026 | AUM | $456,416,227 | $668,581,099 | increased by$212,164,872 |
| Jan 1, 2026 | Accounts | 1,501 | 1,500 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,231 | 1,501 | increased by270 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $420,474,791 | $456,416,227 | increased by$35,941,436 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,231 | 1,501 | increased by270 |
| Jan 1, 2022 | Employees | 68 | 60 | decreased by8 |
| Jan 1, 2022 | Clients | 1,068 | 1,231 | increased by163 |
| Jan 1, 2022 | AUM | $311,111,947 | $420,474,791 | increased by$109,362,844 |
| Jan 1, 2022 | Accounts | 1,068 | 1,231 | increased by163 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OAK RIDGE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OAK RIDGE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.