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VALIC FINANCIAL ADVISORS, INC.
CRD 42803File 801-54952
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$29.22B
Top 10% of cohort (national)
Discretionary AUM
$29.22B
Clients
293,026
293,026 accounts
Employees
1,647
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Oct 10, 1997
- Principal office
- 2919 ALLEN PKWY, HOUSTON, TX, 77019
- Phone
- 866-544-4968
- Website
- HTTP://WWW.VALIC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $29.22B
- Discretionary AUM
- $29.22B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 293,026
- Non-discretionary accounts
- 0
- Total accounts
- 293,026
- AUM per client
- $100K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 37 | $9.7M |
| High net worth individuals | 1,913 | $2.78B |
| Individuals (other than high net worth individuals) | 291,076 | $26.42B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11A2
- Q11B2
- Q11C1
- Q11C2
- Q11C3
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D3
- Q11D4
- Q11D5
- Q11E1
- Q11E2
- Q11E3
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 1,633 | 1,647 | increased by14 |
| Apr 1, 2026 | Clients | 293,993 | 293,026 | decreased by967 |
| Apr 1, 2026 | AUM | $26,372,603,709 | $29,215,100,590 | increased by$2,842,496,881 |
| Apr 1, 2026 | Accounts | 293,993 | 293,026 | decreased by967 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 2,020 | 1,633 | decreased by387 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 294,862 | 293,993 | decreased by869 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $26,915,378,973 | $26,372,603,709 | decreased by$542,775,264 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 359,447 | 293,993 | decreased by65,454 |
| Apr 1, 2022 | Employees | 2,027 | 2,020 | decreased by7 |
| Apr 1, 2022 | Clients | 324,056 | 294,862 | decreased by29,194 |
| Apr 1, 2022 | AUM | $23,332,836,027 | $26,915,378,973 | increased by$3,582,542,946 |
| Apr 1, 2022 | Accounts | 394,305 | 359,447 | decreased by34,858 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VALIC FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VALIC FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.