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ROGAN & ASSOCIATES
Legal name: ROGAN & ASSOCIATES, INC.
CRD 42762File 801-69994
APPROVED
Retail clients
Filing as of May 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$709.6M
Above cohort median (national)
Discretionary AUM
$709.6M
Clients
1,483
1,483 accounts
Employees
14
Above cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Mar 30, 2009
- Principal office
- 200 9TH AVENUE NORTH, SUITE 100, SAFETY HARBOR, FL, 34695
- Phone
- 727-712-3400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $709.6M
- Discretionary AUM
- $709.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,483
- Non-discretionary accounts
- 0
- Total accounts
- 1,483
- AUM per client
- $478K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $320K |
| High net worth individuals | 290 | $472.1M |
| Individuals (other than high net worth individuals) | 1,191 | $237.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 16 | 14 | decreased by2 |
| Apr 1, 2026 | Clients | 1,850 | 1,483 | decreased by367 |
| Apr 1, 2026 | AUM | $662,228,094 | $709,555,265 | increased by$47,327,171 |
| Apr 1, 2026 | Accounts | 2,606 | 1,483 | decreased by1,123 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 16 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,596 | 1,850 | increased by254 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $513,816,461 | $662,228,094 | increased by$148,411,633 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,208 | 2,606 | increased by398 |
| Apr 1, 2022 | Employees | 12 | 14 | increased by2 |
| Apr 1, 2022 | Clients | 790 | 1,596 | increased by806 |
| Apr 1, 2022 | AUM | $240,734,466 | $513,816,461 | increased by$273,081,995 |
| Apr 1, 2022 | Accounts | 1,577 | 2,208 | increased by631 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROGAN ASSOCIATES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROGAN ASSOCIATES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.