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G.W. SHERWOLD ASSOCIATES, INC.
CRD 42186File 801-118949
APPROVED
Retail clients
Filing as of Feb 13, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$572.4M
Above cohort median (national)
Discretionary AUM
$146.5M
Non-discretionary $425.9M
Clients
424
786 accounts
Employees
3
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jun 19, 2020
- Principal office
- 22994 EL TORO RD, LAKE FOREST, CA, 92630
- Phone
- 949-470-0700
- Website
- HTTP://WWW.GWSHERWOLD.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $572.4M
- Discretionary AUM
- $146.5M
- Non-discretionary AUM
- $425.9M
- Discretionary accounts
- 777
- Non-discretionary accounts
- 9
- Total accounts
- 786
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 9 | $425.9M |
| Individuals (other than high net worth individuals) | 415 | $146.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.