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SUNBELT SECURITIES
Legal name: SUNBELT SECURITIES, INC.
CRD 42180File 801-71479
APPROVED
Retail clients
Disclosure events
Filing as of Jun 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.64B
Top 25% of cohort (national)
Discretionary AUM
$2.64B
Clients
6,241
6,241 accounts
Employees
68
Top 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jun 24, 2010
- Principal office
- 2700 POST OAK BLVD STE 1700, HOUSTON, TX, 77056
- Phone
- 713-965-9510
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.64B
- Discretionary AUM
- $2.64B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 6,241
- Non-discretionary accounts
- 0
- Total accounts
- 6,241
- AUM per client
- $423K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 41 | $47.9M |
| Charitable organizations | 2 | $1.0M |
| High net worth individuals | 919 | $481.1M |
| Individuals (other than high net worth individuals) | 5,279 | $2.11B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11D5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Clients | 5,355 | 6,241 | increased by886 |
| Jul 1, 2026 | AUM | $2,024,286,577 | $2,640,113,505 | increased by$615,826,928 |
| Jul 1, 2026 | Accounts | 5,355 | 6,241 | increased by886 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 64 | 68 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 4,816 | 5,355 | increased by539 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,145,411,076 | $2,024,286,577 | increased by$878,875,501 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,816 | 5,355 | increased by539 |
| Apr 1, 2022 | Clients | 3,224 | 4,816 | increased by1,592 |
| Apr 1, 2022 | AUM | $984,529,573 | $1,145,411,076 | increased by$160,881,503 |
| Apr 1, 2022 | Accounts | 3,224 | 4,816 | increased by1,592 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SUNBELT SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SUNBELT SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.