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SUNBELT SECURITIES
Legal name: SUNBELT SECURITIES, INC.
CRD 42180File 801-71479
APPROVED
Retail clients
Disclosure events
Filing as of Jun 16, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.64B
Top 25% of cohort (national)
Discretionary AUM
$2.64B
Clients
6,241
6,241 accounts
Employees
68
Top 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jun 24, 2010
- Principal office
- 2700 POST OAK BLVD STE 1700, HOUSTON, TX, 77056
- Phone
- 713-965-9510
- Website
- https://cwrawl.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.64B
- Discretionary AUM
- $2.64B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 6,241
- Non-discretionary accounts
- 0
- Total accounts
- 6,241
- AUM per client
- $423K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 41 | $47.9M |
| Charitable organizations | 2 | $1.0M |
| High net worth individuals | 919 | $481.1M |
| Individuals (other than high net worth individuals) | 5,279 | $2.11B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11D5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.