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ONEAMERICA SECURITIES, INC.
CRD 4173File 801-56819
APPROVED
Retail clients
Disclosure events
Filing as of Jul 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$306.1M
Below cohort median (national)
Discretionary AUM
$59.2M
Non-discretionary $246.9M
Clients
2,300
2,300 accounts
Employees
340
Below cohort median in IN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Sep 13, 1999
- Principal office
- ONE AMERICAN SQUARE, INDIANAPOLIS, IN, 46282
- Phone
- 877-285-3863
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $306.1M
- Discretionary AUM
- $59.2M
- Non-discretionary AUM
- $246.9M
- Discretionary accounts
- 607
- Non-discretionary accounts
- 1,693
- Total accounts
- 2,300
- AUM per client
- $133K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $60K |
| High net worth individuals | 42 | $22.6M |
| Individuals (other than high net worth individuals) | 2,258 | $283.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11B1
- Q11B2
- Q11D1
- Q11D2
- Q11D5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 326 | 340 | increased by14 |
| Apr 1, 2026 | Clients | 2,118 | 2,300 | increased by182 |
| Apr 1, 2026 | AUM | $299,940,768 | $306,108,437 | increased by$6,167,669 |
| Apr 1, 2026 | Accounts | 2,118 | 2,300 | increased by182 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 380 | 326 | decreased by54 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,956 | 2,118 | increased by162 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $219,241,883 | $299,940,768 | increased by$80,698,885 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,957 | 2,118 | increased by161 |
| Apr 1, 2022 | Employees | 369 | 380 | increased by11 |
| Apr 1, 2022 | Clients | 1,924 | 1,956 | increased by32 |
| Apr 1, 2022 | AUM | $191,206,308 | $219,241,883 | increased by$28,035,575 |
| Apr 1, 2022 | Accounts | 1,925 | 1,957 | increased by32 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ONEAMERICA SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ONEAMERICA SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.