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B.B. GRAHAM & COMPANY, INC.
CRD 41533File 801-106968
APPROVED
Retail clients
Disclosure events
Filing as of Mar 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$321.7M
Below cohort median (national)
Discretionary AUM
$176.6M
Non-discretionary $145.1M
Clients
427
427 accounts
Employees
32
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Dec 3, 2015
- Principal office
- 1700 W. KATELLA AVE., ORANGE, CA, 92867
- Phone
- (714) 628-5200
- Website
- HTTP://WWW.BBGRAHAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $321.7M
- Discretionary AUM
- $176.6M
- Non-discretionary AUM
- $145.1M
- Discretionary accounts
- 231
- Non-discretionary accounts
- 196
- Total accounts
- 427
- AUM per client
- $753K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 104 | $242.4M |
| Individuals (other than high net worth individuals) | 323 | $79.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 28 | 32 | increased by4 |
| Apr 1, 2026 | Clients | 303 | 427 | increased by124 |
| Apr 1, 2026 | AUM | $196,073,458 | $321,650,372 | increased by$125,576,914 |
| Apr 1, 2026 | Accounts | 303 | 427 | increased by124 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 29 | 28 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 740 | 303 | decreased by437 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $322,028,638 | $196,073,458 | decreased by$125,955,180 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 740 | 303 | decreased by437 |
| Apr 1, 2022 | Employees | 31 | 29 | decreased by2 |
| Apr 1, 2022 | Clients | 630 | 740 | increased by110 |
| Apr 1, 2022 | AUM | $210,850,482 | $322,028,638 | increased by$111,178,156 |
| Apr 1, 2022 | Accounts | 630 | 740 | increased by110 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GRAHAM COMPANY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GRAHAM COMPANY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.