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B.B. GRAHAM & COMPANY, INC.
CRD 41533File 801-106968
APPROVED
Retail clients
Disclosure events
Filing as of Mar 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$321.7M
Below cohort median (national)
Discretionary AUM
$176.6M
Non-discretionary $145.1M
Clients
427
427 accounts
Employees
32
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Dec 3, 2015
- Principal office
- 1700 W. KATELLA AVE., ORANGE, CA, 92867
- Phone
- (714) 628-5200
- Website
- HTTP://WWW.BBGRAHAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $321.7M
- Discretionary AUM
- $176.6M
- Non-discretionary AUM
- $145.1M
- Discretionary accounts
- 231
- Non-discretionary accounts
- 196
- Total accounts
- 427
- AUM per client
- $753K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 104 | $242.4M |
| Individuals (other than high net worth individuals) | 323 | $79.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.