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THOMPSON DAVIS ASSET MANAGEMENT
Legal name: THOMPSON DAVIS & CO., INC.
CRD 41353File 801-120472
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$211.3M
Below cohort median (national)
Discretionary AUM
$211.3M
Clients
300
300 accounts
Employees
9
Bottom 25% of cohort in VA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Mar 5, 2021
- Principal office
- 9030 STONY POINT PKWY, STE 100, RICHMOND, VA, 23235
- Phone
- 804-644-6380
- Website
- HTTP://WWW.THOMPSONDAVIS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $211.3M
- Discretionary AUM
- $211.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 300
- Non-discretionary accounts
- 0
- Total accounts
- 300
- AUM per client
- $704K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $3.8M |
| High net worth individuals | 206 | $142.4M |
| Pooled investment vehicles | 1 | $4.1M |
| Individuals (other than high net worth individuals) | 88 | $61.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $206,863,938 | $211,338,163 | increased by$4,474,225 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 9 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 399 | 300 | decreased by99 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $175,037,056 | $206,863,938 | increased by$31,826,882 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 401 | 300 | decreased by101 |
| Apr 1, 2022 | Clients | 377 | 399 | increased by22 |
| Apr 1, 2022 | AUM | $119,443,823 | $175,037,056 | increased by$55,593,233 |
| Apr 1, 2022 | Accounts | 379 | 401 | increased by22 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “THOMPSON DAVIS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“THOMPSON DAVIS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.