THOMPSON DAVIS ASSET MANAGEMENT

Legal name: THOMPSON DAVIS & CO., INC.

CRD 41353File 801-120472

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$211.3M

Below cohort median (national)

Discretionary AUM

$211.3M

Clients

300

300 accounts

Employees

Bottom 25% of cohort in VA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: PLRO
Registration date: Mar 5, 2021
Principal office: 9030 STONY POINT PKWY, STE 100, RICHMOND, VA, 23235
Phone: 804-644-6380
Website: HTTPS://WWW.LINKEDIN.COM/COMPANY/THOMPSON-DAVIS-&-CO./

Assets & accounts

ADV Item 5F

Total regulatory AUM: $211.3M
Discretionary AUM: $211.3M
Non-discretionary AUM: $0
Discretionary accounts: 300
Non-discretionary accounts: 0
Total accounts: 300
AUM per client: $704K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	5	$3.8M
High net worth individuals	206	$142.4M
Pooled investment vehicles	1	$4.1M
Individuals (other than high net worth individuals)	88	$61.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Performance-based fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

Q11
Q11D2

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.