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HANCOCK WHITNEY INVESTMENT SERVICES INC.
CRD 40637File 801-68420
APPROVED
Retail clients
Disclosure events
Filing as of Mar 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$306.1M
Below cohort median (national)
Discretionary AUM
$306.1M
Clients
881
912 accounts
Employees
49
Below cohort median in LA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Oct 24, 2007
- Principal office
- 701 POYDRAS ST., SUITE 3100, NEW ORLEANS, LA, 70139
- Phone
- 504-586-7290
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $306.1M
- Discretionary AUM
- $306.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 912
- Non-discretionary accounts
- 0
- Total accounts
- 912
- AUM per client
- $347K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 16 | $8.1M |
| High net worth individuals | 2 | $11.6M |
| Individuals (other than high net worth individuals) | 863 | $270.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 912 | 881 | decreased by31 |
| Apr 1, 2026 | Employees | 45 | 49 | increased by4 |
| Apr 1, 2026 | Clients | 1,031 | 912 | decreased by119 |
| Apr 1, 2026 | AUM | $210,606,113 | $306,052,831 | increased by$95,446,718 |
| Apr 1, 2026 | Accounts | 1,031 | 912 | decreased by119 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 40 | 45 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,661 | 1,031 | decreased by630 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $343,501,037 | $210,606,113 | decreased by$132,894,924 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,661 | 1,031 | decreased by630 |
| Oct 1, 2022 | Employees | 95 | 40 | decreased by55 |
| Oct 1, 2022 | Custody | Yes | No | |
| Oct 1, 2022 | Clients | 3,748 | 1,661 | decreased by2,087 |
| Oct 1, 2022 | AUM | $1,049,235,903 | $343,501,037 | decreased by$705,734,866 |
| Oct 1, 2022 | Accounts | 3,748 | 1,661 | decreased by2,087 |
| Jul 1, 2022 | Employees | 90 | 95 | increased by5 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HANCOCK WHITNEY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HANCOCK WHITNEY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.