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WESTPARK CAPITAL, INC.
CRD 39914File 801-108275
APPROVED
Retail clients
Disclosure events
Filing as of Jun 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$53.1M
Bottom 25% of cohort (national)
Discretionary AUM
$47.8M
Non-discretionary $5.2M
Clients
265
265 accounts
Employees
11
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Sep 7, 2016
- Principal office
- 1800 CENTURY PARK EAST, SUITE 220, LOS ANGELES, CA, 90067
- Phone
- 310-843-9300
- Website
- HTTPS://WWW.WPCAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $53.1M
- Discretionary AUM
- $47.8M
- Non-discretionary AUM
- $5.2M
- Discretionary accounts
- 235
- Non-discretionary accounts
- 30
- Total accounts
- 265
- AUM per client
- $200K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 265 | $53.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 15 | 11 | decreased by4 |
| Apr 1, 2026 | Clients | 234 | 265 | increased by31 |
| Apr 1, 2026 | AUM | $47,569,260 | $53,077,941 | increased by$5,508,681 |
| Apr 1, 2026 | Accounts | 234 | 265 | increased by31 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 15 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 179 | 234 | increased by55 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $34,591,044 | $47,569,260 | increased by$12,978,216 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 179 | 234 | increased by55 |
| Apr 1, 2022 | Employees | 15 | 13 | decreased by2 |
| Apr 1, 2022 | Clients | 145 | 179 | increased by34 |
| Apr 1, 2022 | AUM | $27,843,468 | $34,591,044 | increased by$6,747,576 |
| Apr 1, 2022 | Accounts | 146 | 179 | increased by33 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WESTPARK CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WESTPARK CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.