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CITIZENS SECURITIES, INC.
CRD 39550File 801-61902
APPROVED
Retail clients
Disclosure events
Filing as of Apr 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$12.87B
Top 10% of cohort (national)
Discretionary AUM
$0
Non-discretionary $12.87B
Clients
60,545
60,545 accounts
Employees
471
Top 10% of cohort in RI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Mar 27, 2003
- Principal office
- ONE CITIZENS BANK WAY, JCB135, JOHNSTON, RI, 02919
- Phone
- 1-800-942-8300
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $12.87B
- Discretionary AUM
- $0
- Non-discretionary AUM
- $12.87B
- Discretionary accounts
- 0
- Non-discretionary accounts
- 60,545
- Total accounts
- 60,545
- AUM per client
- $213K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 383 | $302.6M |
| High net worth individuals | 44 | $359.4M |
| Individuals (other than high net worth individuals) | 60,118 | $12.21B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.