← Directory
CITIZENS SECURITIES, INC.
CRD 39550File 801-61902
APPROVED
Retail clients
Disclosure events
Filing as of Sep 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$12.87B
Top 10% of cohort (national)
Discretionary AUM
$0
Non-discretionary $12.87B
Clients
60,545
60,545 accounts
Employees
471
Top 10% of cohort in RI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Mar 27, 2003
- Principal office
- ONE CITIZENS BANK WAY, JCB135, JOHNSTON, RI, 02919
- Phone
- 1-800-942-8300
- Website
- HTTP://WWW.CITIZENSBANK.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $12.87B
- Discretionary AUM
- $0
- Non-discretionary AUM
- $12.87B
- Discretionary accounts
- 0
- Non-discretionary accounts
- 60,545
- Total accounts
- 60,545
- AUM per client
- $213K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 383 | $302.6M |
| High net worth individuals | 44 | $359.4M |
| Individuals (other than high net worth individuals) | 60,118 | $12.21B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 418 | 471 | increased by53 |
| Apr 1, 2026 | Clients | 53,044 | 60,545 | increased by7,501 |
| Apr 1, 2026 | AUM | $9,188,004,183 | $12,868,719,975 | increased by$3,680,715,792 |
| Apr 1, 2026 | Accounts | 53,044 | 60,545 | increased by7,501 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 732 | 418 | decreased by314 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 45,032 | 53,044 | increased by8,012 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $7,674,960,126 | $9,188,004,183 | increased by$1,513,044,057 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 45,032 | 53,044 | increased by8,012 |
| Apr 1, 2022 | Employees | 720 | 732 | increased by12 |
| Apr 1, 2022 | Clients | 40,577 | 45,032 | increased by4,455 |
| Apr 1, 2022 | AUM | $6,569,164,086 | $7,674,960,126 | increased by$1,105,796,040 |
| Apr 1, 2022 | Accounts | 40,577 | 45,032 | increased by4,455 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CITIZENS SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CITIZENS SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.