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1ST DISCOUNT BROKERAGE, INC.
CRD 39164File 801-132978
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$131.4M
Bottom 25% of cohort (national)
Discretionary AUM
$76.5M
Non-discretionary $54.9M
Clients
219
352 accounts
Employees
8
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jun 12, 2025
- Principal office
- 8927 HYPOLUXO ROAD, SUITE A5, LAKE WORTH, FL, 33467
- Phone
- 561-515-3200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $131.4M
- Discretionary AUM
- $76.5M
- Non-discretionary AUM
- $54.9M
- Discretionary accounts
- 253
- Non-discretionary accounts
- 99
- Total accounts
- 352
- AUM per client
- $600K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.9M |
| Charitable organizations | Fewer than 5 | $1.5M |
| High net worth individuals | 83 | $118.0M |
| Pension and profit sharing plans | Fewer than 5 | $437K |
| Individuals (other than high net worth individuals) | 133 | $9.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11E1
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.