← Directory
LEIGH BALDWIN & CO., LLC
CRD 38751File 801-69290
APPROVED
Retail clients
Disclosure events
Filing as of May 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$290.6M
Below cohort median (national)
Discretionary AUM
$290.6M
Clients
682
986 accounts
Employees
16
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 24, 2008
- Principal office
- 112 ALBANY STREET, CAZENOVIA, NY, 13035
- Phone
- 315-655-2964
- Website
- HTTP://WWW.LEIGHBALDWIN.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $290.6M
- Discretionary AUM
- $290.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 986
- Non-discretionary accounts
- 0
- Total accounts
- 986
- AUM per client
- $426K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $3.0M |
| Charitable organizations | Fewer than 5 | $22.0M |
| High net worth individuals | 68 | $139.2M |
| Pension and profit sharing plans | Fewer than 5 | $2.9M |
| Individuals (other than high net worth individuals) | 608 | $123.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — SOLICITOR/REFERRAL FEES FROM OTHER RIA'S
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 18 | 16 | decreased by2 |
| Apr 1, 2026 | Clients | 755 | 682 | decreased by73 |
| Apr 1, 2026 | AUM | $285,522,208 | $290,629,757 | increased by$5,107,549 |
| Apr 1, 2026 | Accounts | 756 | 986 | increased by230 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 20 | 18 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 592 | 755 | increased by163 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $182,368,225 | $285,522,208 | increased by$103,153,983 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 779 | 756 | decreased by23 |
| Apr 1, 2022 | Employees | 10 | 20 | increased by10 |
| Apr 1, 2022 | Clients | 449 | 592 | increased by143 |
| Apr 1, 2022 | AUM | $133,150,516 | $182,368,225 | increased by$49,217,709 |
| Apr 1, 2022 | Accounts | 549 | 779 | increased by230 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LEIGH BALDWIN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LEIGH BALDWIN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.