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BRIGHTON SECURITIES CORP.
CRD 3875File 801-62276
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Apr 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$931.0M
Above cohort median (national)
Discretionary AUM
$355.0M
Non-discretionary $576.0M
Clients
1,795
3,130 accounts
Employees
26
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 8, 2003
- Principal office
- 1703 MONROE AVENUE, ROCHESTER, NY, 14618
- Phone
- 585-473-3590
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $931.0M
- Discretionary AUM
- $355.0M
- Non-discretionary AUM
- $576.0M
- Discretionary accounts
- 1,622
- Non-discretionary accounts
- 1,508
- Total accounts
- 3,130
- AUM per client
- $519K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 13 | $12.4M |
| Charitable organizations | 12 | $7.9M |
| High net worth individuals | 374 | $333.8M |
| Pension and profit sharing plans | 17 | $9.8M |
| Individuals (other than high net worth individuals) | 1,379 | $567.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 35 | 26 | decreased by9 |
| Apr 1, 2026 | Clients | 1,924 | 1,795 | decreased by129 |
| Apr 1, 2026 | AUM | $986,154,864 | $930,950,057 | decreased by$55,204,807 |
| Apr 1, 2026 | Accounts | 3,384 | 3,130 | decreased by254 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 36 | 35 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,517 | 1,924 | increased by407 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $640,923,149 | $986,154,864 | increased by$345,231,715 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,058 | 3,384 | increased by1,326 |
| Apr 1, 2022 | Employees | 38 | 36 | decreased by2 |
| Apr 1, 2022 | Clients | 1,355 | 1,517 | increased by162 |
| Apr 1, 2022 | AUM | $607,493,646 | $640,923,149 | increased by$33,429,503 |
| Apr 1, 2022 | Accounts | 1,857 | 2,058 | increased by201 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BRIGHTON SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BRIGHTON SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.

