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GREENBERG FINANCIAL GROUP
CRD 38747File 801-36988
APPROVED
Retail clients
Filing as of Mar 16, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$406.9M
Below cohort median (national)
Discretionary AUM
$368.1M
Non-discretionary $38.8M
Clients
804
1,175 accounts
Employees
10
Above cohort median in AZ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Aug 27, 1990
- Principal office
- 4511 N CAMPBELL AVE #255, TUCSON, AZ, 85718-6423
- Phone
- 520-544-4909
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $406.9M
- Discretionary AUM
- $368.1M
- Non-discretionary AUM
- $38.8M
- Discretionary accounts
- 1,010
- Non-discretionary accounts
- 165
- Total accounts
- 1,175
- AUM per client
- $506K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 125 | $228.5M |
| Pension and profit sharing plans | Fewer than 5 | $664K |
| Individuals (other than high net worth individuals) | 675 | $177.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.