← Directory
GLOBAL BROKERAGE SERVICES, INC.
CRD 37505File 801-131268
APPROVED
Retail clients
Disclosure events
Filing as of Aug 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$162.8M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $162.8M
Clients
370
587 accounts
Employees
6
Bottom 25% of cohort in MD
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Oct 10, 2024
- Principal office
- 11350 MCCORMICK ROAD, EPIII, SUITE 1204, HUNT VALLEY, MD, 21031
- Phone
- 410-785-4990
- Website
- HTTP://WWW.GLOBALBROKERS.NET
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $162.8M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $162.8M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 587
- Total accounts
- 587
- AUM per client
- $440K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $0 |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 98 | $68.0M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | Fewer than 5 | $0 |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 272 | $94.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — PERCENTAGE OF ASSETS UNDER OUTSIDE ADVISOR: SOLICTOR FEE
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 23, 2026 | Employees | 5 | 6 | increased by1 |
| Aug 23, 2026 | Clients | 386 | 370 | decreased by16 |
| Aug 23, 2026 | AUM | $137,300,000 | $162,800,000 | increased by$25,500,000 |
| Aug 23, 2026 | Accounts | 562 | 587 | increased by25 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 380 | 386 | increased by6 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $117,800,000 | $137,300,000 | increased by$19,500,000 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 535 | 562 | increased by27 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GLOBAL BROKERAGE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GLOBAL BROKERAGE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.