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GLOBAL BROKERAGE SERVICES, INC.

CRD 37505File 801-131268
APPROVED
Retail clients
Disclosure events
Filing as of Jul 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$137.3M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $137.3M
Clients
386
562 accounts
Employees
5
Bottom 25% of cohort in MD

Identity & registration

ADV Item 1
Organization form
Corporation
Firm type
Registered
SEC region
PLRO
Registration date
Oct 10, 2024
Principal office
11350 MCCORMICK ROAD, EPIII, SUITE 1204, HUNT VALLEY, MD, 21031
Phone
410-785-4990

Assets & accounts

ADV Item 5F
Total regulatory AUM
$137.3M
Discretionary AUM
$0
Non-discretionary AUM
$137.3M
Discretionary accounts
0
Non-discretionary accounts
562
Total accounts
562
AUM per client
$356K

Clients by type

ADV Item 5D
Client typeClientsAUM
OtherFewer than 5$0
Non-U.S. personsFewer than 5$0
Insurance companiesFewer than 5$0
Charitable organizationsFewer than 5$0
Other investment advisersFewer than 5$0
High net worth individuals105$53.0M
Banking or thrift institutionsFewer than 5$0
Pension and profit sharing plansFewer than 5$0
State or municipal government entitiesFewer than 5$0
Individuals (other than high net worth individuals)281$84.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Other
  • Other (described)PERCENTAGE OF ASSETS UNDER OUTSIDE ADVISOR: SOLICTOR FEE
  • A percentage of assets under your management

Advisory activities

  • Selection of other advisers
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11
  • Q11E2

Filed changes

DateFieldFromTo
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.