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ST. BERNARD FINANCIAL SERVICES, INC.
CRD 36956File 801-113763
APPROVED
Retail clients
Disclosure events
Filing as of May 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$136.2M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $136.2M
Clients
798
798 accounts
Employees
117
Bottom 25% of cohort in AR
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jul 31, 2018
- Principal office
- 1609 WEST MAIN ST, RUSSELLVILLE, AR, 72801
- Phone
- 479-967-1200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $136.2M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $136.2M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 798
- Total accounts
- 798
- AUM per client
- $171K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 12 | $35.5M |
| Individuals (other than high net worth individuals) | 786 | $100.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D1
- Q11D2
- Q11D3
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jun 1, 2026 | Employees | 109 | 117 | increased by8 |
| Jun 1, 2026 | Clients | 841 | 798 | decreased by43 |
| Jun 1, 2026 | AUM | $130,472,570 | $136,237,104 | increased by$5,764,534 |
| Jun 1, 2026 | Accounts | 841 | 798 | decreased by43 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 135 | 109 | decreased by26 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 681 | 841 | increased by160 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $133,005,603 | $130,472,570 | decreased by$2,533,033 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 681 | 841 | increased by160 |
| Mar 1, 2022 | Clients | 478 | 681 | increased by203 |
| Mar 1, 2022 | AUM | $121,065,225 | $133,005,603 | increased by$11,940,378 |
| Mar 1, 2022 | Accounts | 502 | 681 | increased by179 |
| Oct 1, 2021 | Employees | 114 | 135 | increased by21 |
| Oct 1, 2021 | AUM | $101,024,857 | $121,065,225 | increased by$20,040,368 |
| Oct 1, 2021 | Accounts | 472 | 502 | increased by30 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ST BERNARD” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ST BERNARD” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.