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GOLDMAN SACHS & CO. LLC
CRD 361File 801-16048
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$133.64B
Top 10% of cohort (national)
Discretionary AUM
$133.35B
Non-discretionary $289.9M
Clients
30,688
46,269 accounts
Employees
2,268
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 13, 1981
- Principal office
- 200 WEST STREET, NEW YORK, NY, 10282
- Phone
- 212-902-1000
- Website
- HTTP://WWW.GOLDMANSACHS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $133.64B
- Discretionary AUM
- $133.35B
- Non-discretionary AUM
- $289.9M
- Discretionary accounts
- 46,265
- Non-discretionary accounts
- 4
- Total accounts
- 46,269
- AUM per client
- $4.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 506 | $16.94B |
| Insurance companies | 28 | $288.9M |
| Charitable organizations | 1,040 | $17.53B |
| High net worth individuals | 29,104 | $50.96B |
| Pension and profit sharing plans | 9 | $4.7M |
| State or municipal government entities | Fewer than 5 | $5.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Commissions
- Other (described) — EXECUTION CHARGES, CUSTODY, MANAGEMENT FEE
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11F
- Q11G
- Q11A2
- Q11B1
- Q11B2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E1
- Q11E2
- Q11H2
- Q11H1A
- Q11H1B
- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 46,268 | 30,688 | decreased by15,580 |
| Apr 1, 2026 | Employees | 3,704 | 2,268 | decreased by1,436 |
| Apr 1, 2026 | Clients | 41,781 | 46,268 | increased by4,487 |
| Apr 1, 2026 | AUM | $114,897,715,726 | $133,644,228,926 | increased by$18,746,513,200 |
| Apr 1, 2026 | Accounts | 41,782 | 46,269 | increased by4,487 |
| Jan 1, 2026 | Clients | 42,136 | 41,781 | decreased by355 |
| Jan 1, 2026 | AUM | $233,155,693,023 | $114,897,715,726 | decreased by$118,257,977,297 |
| Jan 1, 2026 | Accounts | 42,138 | 41,782 | decreased by356 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4,084 | 3,704 | decreased by380 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 65,201 | 42,136 | decreased by23,065 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $219,725,184,688 | $233,155,693,023 | increased by$13,430,508,335 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 62,196 | 42,138 | decreased by20,058 |
| May 1, 2022 | Clients | 65,294 | 65,201 | decreased by93 |
| May 1, 2022 | AUM | $282,641,376,874 | $219,725,184,688 | decreased by$62,916,192,186 |
| May 1, 2022 | Accounts | 62,289 | 62,196 | decreased by93 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GOLDMAN SACHS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GOLDMAN SACHS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.