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GOLDMAN SACHS & CO. LLC
CRD 361File 801-16048
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$133.64B
Top 10% of cohort (national)
Discretionary AUM
$133.35B
Non-discretionary $289.9M
Clients
30,688
46,269 accounts
Employees
2,268
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 13, 1981
- Principal office
- 200 WEST STREET, NEW YORK, NY, 10282
- Phone
- 212-902-1000
- Website
- HTTP://WWW.GOLDMANSACHS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $133.64B
- Discretionary AUM
- $133.35B
- Non-discretionary AUM
- $289.9M
- Discretionary accounts
- 46,265
- Non-discretionary accounts
- 4
- Total accounts
- 46,269
- AUM per client
- $4.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 506 | $16.94B |
| Insurance companies | 28 | $288.9M |
| Charitable organizations | 1,040 | $17.53B |
| High net worth individuals | 29,104 | $50.96B |
| Pension and profit sharing plans | 9 | $4.7M |
| State or municipal government entities | Fewer than 5 | $5.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Commissions
- Other (described) — EXECUTION CHARGES, CUSTODY, MANAGEMENT FEE
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11F
- Q11G
- Q11A2
- Q11B1
- Q11B2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E1
- Q11E2
- Q11H2
- Q11H1A
- Q11H1B
- Q11H1C
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 46268 | 30688 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.