OSAIC INSTITUTIONS, INC.

CRD 35371File 801-67242

APPROVED

Retail clients

Disclosure events

Filing as of Jul 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$6.49B

Top 25% of cohort (national)

Discretionary AUM

$4.11B

Non-discretionary $2.39B

Clients

16,312

11,892 accounts

Employees

1,839

Top 25% of cohort in CT

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: BRO
Registration date: Nov 2, 2006
Principal office: 538 PRESTON AVENUE, MERIDEN, CT, 06450-4858
Phone: 203-599-6000
Website: https://www.youtube.com/@Osaicinc

Assets & accounts

ADV Item 5F

Total regulatory AUM: $6.49B
Discretionary AUM: $4.11B
Non-discretionary AUM: $2.39B
Discretionary accounts: 8,436
Non-discretionary accounts: 3,456
Total accounts: 11,892
AUM per client: $398K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	255	$752.7M
Charitable organizations	259	$863.9M
High net worth individuals	37	$389.0M
Individuals (other than high net worth individuals)	15,761	$4.49B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11C1
Q11C2
Q11C4
Q11C5
Q11D1
Q11D2
Q11D3
Q11D4
Q11E2

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.