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SMITH MOORE & CO.
CRD 3441File 801-68175
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.37B
Top 25% of cohort (national)
Discretionary AUM
$2.11B
Non-discretionary $266.4M
Clients
4,142
5,865 accounts
Employees
65
Top 25% of cohort in MO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 8, 2007
- Principal office
- 7777 BONHOMME AVENUE, SUITE 2400, CLAYTON, MO, 63105
- Phone
- 314-727-5225
- Website
- HTTPS://WWW.SMITHMOORE.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.37B
- Discretionary AUM
- $2.11B
- Non-discretionary AUM
- $266.4M
- Discretionary accounts
- 5,265
- Non-discretionary accounts
- 600
- Total accounts
- 5,865
- AUM per client
- $573K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 16 | $117.3M |
| Charitable organizations | 10 | $6.4M |
| High net worth individuals | 1,254 | $1.48B |
| Pension and profit sharing plans | 18 | $8.2M |
| State or municipal government entities | 3 | $66.8M |
| Individuals (other than high net worth individuals) | 2,841 | $688.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 3,901 | 4,142 | increased by241 |
| Apr 1, 2026 | AUM | $2,008,286,156 | $2,371,739,897 | increased by$363,453,741 |
| Apr 1, 2026 | Accounts | 5,353 | 5,865 | increased by512 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 50 | 65 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 4,129 | 3,901 | decreased by228 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,568,770,783 | $2,008,286,156 | increased by$439,515,373 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,129 | 5,353 | increased by1,224 |
| Apr 1, 2022 | Employees | 37 | 50 | increased by13 |
| Apr 1, 2022 | Clients | 3,641 | 4,129 | increased by488 |
| Apr 1, 2022 | AUM | $1,274,922,853 | $1,568,770,783 | increased by$293,847,930 |
| Apr 1, 2022 | Accounts | 3,642 | 4,129 | increased by487 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SMITH MOORE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SMITH MOORE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.