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SMITH MOORE & CO.
CRD 3441File 801-68175
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.37B
Top 25% of cohort (national)
Discretionary AUM
$2.11B
Non-discretionary $266.4M
Clients
4,142
5,865 accounts
Employees
65
Top 25% of cohort in MO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 8, 2007
- Principal office
- 7777 BONHOMME AVENUE, SUITE 2400, CLAYTON, MO, 63105
- Phone
- 314-727-5225
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.37B
- Discretionary AUM
- $2.11B
- Non-discretionary AUM
- $266.4M
- Discretionary accounts
- 5,265
- Non-discretionary accounts
- 600
- Total accounts
- 5,865
- AUM per client
- $573K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 16 | $117.3M |
| Charitable organizations | 10 | $6.4M |
| High net worth individuals | 1,254 | $1.48B |
| Pension and profit sharing plans | 18 | $8.2M |
| State or municipal government entities | 3 | $66.8M |
| Individuals (other than high net worth individuals) | 2,841 | $688.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.