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INGALLS INVESTMENT MANAGEMENT, LLC
CRD 343369File 801-5016
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$7.83B
Top 10% of cohort (national)
Discretionary AUM
$7.67B
Non-discretionary $158.8M
Clients
4,453
4,453 accounts
Employees
50
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 21, 1968
- Principal office
- 1 ROCKEFELLER PLAZA, 7TH FLOOR, NEW YORK, NY, 10020
- Phone
- 2122697800
- Website
- https://www.ingalls.net
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $7.83B
- Discretionary AUM
- $7.67B
- Non-discretionary AUM
- $158.8M
- Discretionary accounts
- 4,403
- Non-discretionary accounts
- 50
- Total accounts
- 4,453
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 94 | $314.7M |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | 59 | $134.0M |
| Other investment advisers | Fewer than 5 | $264.1M |
| High net worth individuals | 1,090 | $5.78B |
| Pooled investment vehicles | 3 | $189.2M |
| Pension and profit sharing plans | 51 | $103.3M |
| State or municipal government entities | Fewer than 5 | Not reported |
| Individuals (other than high net worth individuals) | 3,155 | $1.04B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “INGALLS INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“INGALLS INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.