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SWISS FINANCE PRIVATE WEALTH MANAGEMENT LLC
CRD 342936File 801-137018
APPROVED
Filing as of Jul 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$101.2M
Bottom 25% of cohort (national)
Discretionary AUM
$101.2M
Clients
0
3 accounts
Employees
7
Bottom 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Aug 5, 2026
- Principal office
- 2 POMPERAUG OFFICE PARK, SUITE 207, SOUTHBURY, CT, 06488
- Phone
- +1 (646) 791-6848
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $101.2M
- Discretionary AUM
- $101.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3
- Non-discretionary accounts
- 0
- Total accounts
- 3
- AUM per client
- —
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $101.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.